Goodman & Nekvasil P.A., May Recover Investor Losses – Malinda Lynn Rowe (Malinda Rowe) a/k/a Malinda Lynn Coleman Fired by Raymond James Financial Services, Inc.  From January 2013 until Malinda Rowe’s firing in November 2013, Malinda Rowe was licensed with Raymond James Financial Services, Inc. Malinda Rowe was previously licensed with SunTrust Investment Services, Inc. According to FINRA’s records, Malinda Rowe …

Goodman & Nekvasil P.A., May Recover Losses on ETFs and/or Other Investments – Blake Martin Sallee (Blake Sallee) Formerly Licensed with LPL Financial LLC Barred from Securities Industry Blake Sallee was licensed with LPL Financial LLC from July 2010 to October 2013. Blake Sallee was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc. From 2003 until Deane Rudofker’s firing in 2015, Deane Rudofker was licensed with Wells Fargo Advisors, LLC. Deane Rudofker was subsequently licensed with Ameriprise Financial Services, Inc. and Summit Brokerage Services, Inc. According to FINRA’s records, …

Jeane Silerio-Koots a/k/a Jeane Dahiloc Silerio and Jeane Silerw-Koots, Fired by Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses From 2009 until Jeane Silerio-Koots’ firing in 2015, Jeane Silerio-Koots was licensed with Morgan Stanley. Jeane Silerio-Koots was subsequently licensed with Raymond James & Associates, Inc. and is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s …

Goodman & Nekvasil P.A. May Recover Investor Losses – Eubiquity Capital LLC Involved in Ponzi Scheme Stephen Eubanks, a licensed broker with Bright Trading, LLC from 2010 until Stephen Eubanks’ firing in 2016, pled guilty to one count of wire fraud for Stephen Eubanks’ involvement with Eubiquity Capital, LLC. The SEC reported to FINRA that the criminal information Stephen Eubanks pled …

Goodman & Nekvasil P.A. May Recover Investor Losses – M&M Real Estate Investments, LLC  M&M Real Estate Investments, LLC is a limited-liability company formed by Terence Marable and Terence Marable’s wife, for the purpose of buying and selling real estate properties. FINRA suspended Terence Marable (and Ameriprise Financial Services, Inc. fired Terence Marable) for Terence Marable’s involvement with M&M Real Estate …

Goodman & Nekvasil P.A., May Recover Investor Losses – Li-Lin Hsu a/k/a Yilin Hsu Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2006 until Li-Lin Hsu’s firing in 2015, Li-Lin Hsu was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Li-Lin Hsu was fired by Ameriprise Financial Services, Inc. on March 27, 2015. Ameriprise Financial …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gregory Gerard Friel (Gregory Friel) Formerly Licensed with Concorde Investment Services, LLC and Harvest Capital LLC  Gregory Friel was formerly licensed with Concorde Investment Services, LLC, Capital Financial Services, Inc., Infinex Investments, Inc. and Harvest Capital LLC. FINRA reports that a lawsuit was filed involving Gregory Friel’s conduct with a prior employer. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC   Jon Mirer was licensed with Wells Fargo Advisors, LLC from 2003 to 2016. Jon Mirer is now licensed with Ameriprise Financial Services, Inc. FINRA reports that four complaints were filed involving Jon Mirer’s conduct with Wells Fargo Advisors, LLC, …

Goodman & Nekvasil P.A., May Recover Investor Losses | Timothy Knutson – Financial Advisor Timothy Knutson Suspended from Securities Industry  Timothy Knutson CRD #5682317 From 2011 until Timothy Knutson’s resignation in 2015, Timothy Knutson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Timothy Knutson was permitted to resign from Ameriprise Financial Services, Inc. on July 9, 2015. …