William Lee Hutchinson (Bill Hutchinson) Formerly Licensed with J.P. Turner & Company L.L.C., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses Bill Hutchinson was licensed with J.P. Turner & Company L.L.C. from 2011 to 2014. Bill Hutchinson was subsequently licensed with IFS Securities. Bill Hutchinson was barred from the securities and investment banking industry …
Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz Formerly Licensed with Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz Formerly Licensed with Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles Eduardo Diaz was formerly licensed with Next Financial Group, Inc. and Kovack Securities, Inc. FINRA reports that Eduardo Diaz pled guilty to a felony charge of …
Gregg Darren Templeton (Gregg Templeton) Formerly Licensed with Oppenheimer & Co. Inc., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Gregg Darren Templeton (Gregg Templeton) Formerly Licensed with Oppenheimer & Co. Inc., Barred from Securities Industry Gregg Templeton was licensed with Oppenheimer & Co. Inc. from 2007 to 2015. Gregg Templeton was subsequently licensed with FSC Securities Corporation and Aegis Capital Corp. Gregg Templeton was barred from the securities and investment …
Rusty Tweed – Financial Advisor Rusty Tweed Charged with Fraud by the SEC
Goodman & Nekvasil P.A, May Recover Your Investment Losses | Rusty Tweed – Financial Advisor Rusty Tweed Charged with Fraud by the SEC Rusty Tweed aka Robert Russel Tweed CRD #2339324 Rusty Tweed has been licensed with Cabot Lodge Securities, LLC since 2015. Rusty Tweed was previously licensed with Concorde Investment Services, LLC from August 2011 to November 2015. On …
Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc.
Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. – Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities Industry Gerry Cocuzzo has been licensed with Newbridge Securities Corporation and IAA Financial LLC. According to FINRA, the SEC reported that Gerry Cocuzzo pleaded guilty to one count of securities fraud on October …
Jerry Dewayne McCutchen Sr. (Jerry McCutchen) Formerly Licensed with Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Jerry Dewayne McCutchen Sr. (Jerry McCutchen) Formerly Licensed with Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry Jerry McCutchen was licensed with Berthel, Fisher & Company Financial Services, Inc. from 2007 to 2014. Jerry McCutchen was barred from the securities and investment banking industry by the Financial Industry …
Pranav Patel – Financial Advisor Pranav Patel Pleads Guilty to Securities Fraud and is Barred from Securities Industry
Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. | Pranav Patel – Financial Advisor Pranav Patel Pleads Guilty to Securities Fraud and is Barred from Securities Industry Pranav Patel CRD #5391213 Pranav Patel has been licensed with Dawson James Securities, Inc., Columbus Advisory Group, LTD., CBG Financial Group, Inc. and National Securities Corporation. According to FINRA, …
James Walter Ignatowich (James Ignatowich) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – James Walter Ignatowich (James Ignatowich) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry James Ignatowich has been licensed with Newbridge Securities Corporation from 2014 to 2016. James Ignatowich previously licensed with Investors Capital Corp. James Ignatowich was barred from the securities and investment banking industry by the Financial Industry …
Ralph Christopher Calabro Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Ralph Christopher Calabro Barred from Securities Industry Ralph Calabro was licensed with National Securities Corporation from 2011 to 2013. Ralph Calabro was barred from the securities and investment banking industry by the Securities and Exchange Commission (SEC) on May 29, 2015. Ralph Calabro was also fined $150,000, ordered to pay a …
Christopher Tolmacs – Financial Advisor Christopher Tolmacs Barred from Securities Industry
Goodman & Nekvasil P.A, May Recover Your Investment Losses | Christopher Tolmacs – Financial Advisor Christopher Tolmacs Barred from Securities Industry Christopher Tolmacs CRD #4648724 Christopher Tolmacs was licensed with Triad Advisors, Inc. from 2008 to 2016. Christopher Tolmacs was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on March 10, 2016. Christopher …