Goodman & Nekvasil P.A., May Recover Investor Losses – Nathan A. Majors Jr. (Nathan Majors) Suspended from Securities Industry and Fired by LPL Financial LLC From February 2015 until Nathan Majors’ firing in May 2015, Nathan Majors was licensed with LPL Financial LLC. Nathan Majors was previously licensed with J.P. Morgan Securities LLC and Chase Investment Services Corp. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Qui Hong Lam Suspended from Securities Industry and Fired by UBS Financial Services, Inc.  From 2011 until Qui Hong Lam’s firing in May 2014, Qui Hong Lam was licensed with UBS Financial Services, Inc. According to FINRA’s records, Qui Hong Lam was fired by UBS Financial Services, Inc. on May 14, 2014. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kim Dung Le (Kim Le) Fired by State Farm VP Management Corp. and Barred from Securities Industry From 2013 until Kim Le’s firing in 2016, Kim Le was licensed with State Farm VP Management Corp. Kim Le was previously licensed with Pruco Securities, LLC. According to FINRA’s records, Kim Le was fired …

Feisal Ahmed Khan Malik (Feisal Ahmed Malik) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses From 2007 until Feisal Ahmed Malik’s firing in 2016, Feisal Ahmed Malik was licensed with Signator Investors, Inc. Feisal Ahmed Malik is now licensed with Bestvest Investments, Ltd. According to FINRA’s records, Feisal Ahmed …

Goodman & Nekvasil P.A., May Recover Investor Losses – Dayna Lee Mabray (Dayna Mabray) a/k/a Dayna Lee Bonnefeld and Dayna Lee Dresher, Fired by Pruco Securities, LLC From 2015 until Dayna Mabray’s firing in 2017, Dayna Mabray was licensed with Pruco Securities, LLC. Dayna Mabray was previously licensed with Prospera Financial Services, Inc. and T.S. Phillips Investments, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert D. Mahoney (Robert Mahoney) Fired by LPL Financial LLC  From 2007 until Robert Mahoney’s firing in 2016, Robert Mahoney was licensed with LPL Financial LLC. According to FINRA’s records, Robert Mahoney was fired by LPL Financial LLC on July 11, 2016. LPL Financial LLC reported to FINRA that Robert Mahoney was …

Adam Rabinowitz – Financial Advisor Adam Rabinowitz Dicharged from Firm | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Rabinowitz CRD #6083580 From 2012 until Adam Rabinowitz’ firing in 2015, Adam Rabinowitz was licensed with Pruco Securities, LLC. According to FINRA’s records, Adam Rabinowitz was fired by Pruco Securities, LLC on December 8, 2015. Pruco Securities, LLC reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Natalia Pesin Fired by Pruco Securities, LLC and Barred from Securities Industry  From 2002 until Natalia Pesin’s firing in 2015, Natalia Pesin was licensed with Pruco Securities, LLC. According to FINRA’s records, Natalia Pesin was fired by Pruco Securities, LLC on September 17, 2015. Pruco Securities, LLC reported to FINRA that Natalia …

Goodman & Nekvasil P.A., May Recover Investor Losses – Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc. From 2012 until George Markus’ firing in 2015, George Markus was licensed with Ameriprise Financial Services, Inc. George Markus is now licensed with Lincoln Investment. According to FINRA’s records, George …

Goodman & Nekvasil, P.A. May Recover Investor Losses – Investor Alert: Cobalt International Energy, Inc. (CIEIQ) Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including Cobalt International Energy, Inc. (CIEIQ) Even though …