Goodman & Nekvasil P.A, May Recover Your Investment Losses – Michael Anthony Barina Suspended from Securities Industry Michael Barina was licensed with Aegis Capital Corp. from November 2011 to May 2013. Michael Barina was suspended from the securities and investment banking industry for three months and fined $12,500 by the Financial Industry Regulatory Authority (FINRA) in September 2013. Michael Barina consented …

Goodman & Nekvasil P.A. Files Arbitration Claim | Daniel Glick – Financial Advisor Daniel Glick Charged with Theft Daniel Glick CRD #2175655 Goodman & Nekvasil, P.A. has filed an arbitration claim against Transamerica Financial Advisors, Inc. seeking to recover monies misappropriated by Transamerica Financial Advisors, Inc.’s agent, Daniel Glick.  From 2012 until Daniel Glick’s firing in 2014, Daniel Glick was licensed …

Goodman & Nekvasil P.A., May Recover Investor Losses – Mark John Nuovo (Mark Nuovo) Formerly Licensed with Euro Pacific Capital, Inc., Barred from Securities Industry From 2008 until Mark Nuovo’s resignation in 2012, Mark Nuovo was licensed with Euro Pacific Capital, Inc. According to FINRA’s records, Mark Nuovo resigned from Euro Pacific Capital, Inc. on January 17, 2012. Euro Pacific Capital, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Richard Marvin Muhlberg (Richard Muhlberg) Suspended from Securities Industry and Fired by Sigma Financial Corporation From 1997 until Richard Muhlberg’s firing in 2015, Richard Muhlberg was licensed with Sigma Financial Corporation. According to FINRA’s records, Richard Muhlberg was fired by Sigma Financial Corporation on June 5, 2015. Sigma Financial Corporation reported to FINRA that …

Goodman & Nekvasil P.A, May Recover Investor Losses – Dennis Allen Webb (Deno Webb) Suspended from Securities Industry and Fired by Cantella & Co., Inc. From 2012 until Deno Webb’s firing in 2016, Deno Webb was licensed with Cantella & Co., Inc. According to FINRA’s records, Deno Webb was fired by Cantella & Co., Inc. on January 28, 2016. Cantella & …

Goodman & Nekvasil P.A, May Recover Investor Losses – Valentino Infante (Valentino Infante) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry From 2010 until Valentino Infante’s firing in 2013, Valentino Infante was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Valentino Infante was fired by Wells Fargo Advisors, LLC on July 24, 2013. Wells Fargo Advisors, LLC reported …

Goodman & Nekvasil P.A., May Recover Investor Losses – Haran George Brucker (Haran Brucker) Formerly Licensed with Investors Capital Corp.  Haran Brucker was licensed with Investors Capital Corp. from 2004 to 2012. FINRA reports that five complaints and/or arbitration claims were filed involving Haran Brucker’s conduct with Investors Capital Corp., alleging unsuitability, investment losses, and/or unauthorized trading. These complaints and/or arbitration …

Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Kennon Jayne (Joseph Jayne) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Joseph Jayne’s firing in 2014, Joseph Jayne was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Joseph Jayne was fired by Ameriprise Financial Services, Inc. on April 28, 2014. Ameriprise Financial …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Jennifer Johnson’s firing in 2016, Jennifer Johnson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Jennifer Johnson was fired by Ameriprise Financial Services, Inc. on February …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Anna Khai a/k/a Anna Khatchatrian Formerly Licensed with Morgan Stanley, Barred From Securities Industry Anna Khai was licensed with Morgan Stanley from 2012 to 2014. Anna Khai was previously licensed with HSBC Securities (USA) Inc. Anna Khai was barred from the securities industry by the Financial Industry Regulatory Authority (FINRA) on …