Goodman & Nekvasil P.A, May Recover Investor Losses – Brian Andrew Bond Barred from Securities Industry
Brian Bond was formerly licensed with Newbridge Securities Corporation from 2006 to 2012. Brian Bond was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 22, 2013. FINRA reports that pursuant to FINRA Rule 9552(H) and in accordance with FINRA’s intent to suspend and notice of suspension letters dated February 19, 2013 and March 15, 2013, respectively, on May 22, 2013, Brian Bond is barred from association with any FINRA member in any capacity. According to FINRA, Brian Bond failed to request termination of his suspension within three months of the date of the notice of intent to suspend; therefore, Brian Bond is automatically barred from association with any FINRA member in any capacity. FINRA also reports that Brian Bond was previously suspended, fined $5,000, censured, and disgorged of $1050 in commission.
Prior to this action, according to FINRA, three arbitration claims and/or complaints involving Brian Bond’s conduct with Newbridge Securities Corporation were filed, alleging misappropriation of funds and/or that Brian Bond withdrew funds out of a client’s Newbridge account without obtaining authorization. These three arbitration claims and/or complaints settled for $272,752.15, $137,500, and $47,100. FINRA also reports that two previous arbitration claims involving Brian Bond’s conduct were settled.
According to FINRA, Brian Bond currently has a pending criminal charge of falsifying business records which is a Class E Felony. In addition, FINRA reports that Brian Bond was previously terminated by VTR Capital, relating to allegations of unauthorized trading.
If you lost any money on investments or misappropriation of funds by Brian Bond, you may be able to recover your losses from Newbridge Securities Corporation. This is because Newbridge Securities Corporation had a duty to supervise Brian Bond.
If you lost money on investments or misappropriation of funds by Brian Bond and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Newbridge Securities Corporation concerning Brian Bond’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments or misappropriation of funds by Brian Bond and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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