Goodman & Nekvasil P.A., May Recover Investor Losses – Aalon Rose (Allen Rose) Fired by National Securities Corporation From April 2014 until Allen Rose’s firing in November 2014, Allen Rose was licensed with National Securities Corporation. Allen Rose is now licensed with Morgan Wilshire Securities, Inc. Allen Rose was previously licensed with IFS Securities. According to FINRA’s records, Allen Rose was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ilan Nathan Preis (Ilan Preis) Fired by Citigroup Global Markets, Inc.  From 2010 until Ilan Preis’ firing in 2012, Ilan Preis was licensed with Citigroup Global Markets, Inc. According to FINRA’s records, Ilan Preis was fired by Citigroup Global Markets, Inc. on October 9, 2012. Citigroup Global Markets, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gary Post Formerly Licensed with Stifel, Nicolaus & Company, Inc. From 2007 until Gary Post’s resignation in 2014, Gary Post was licensed with Stifel, Nicolaus & Company, Inc. Gary Post was subsequently licensed with National Securities Corporation. According to FINRA’s records, Gary Post resigned from Stifel, Nicolaus & Company, Inc. on August …

Goodman & Nekvasil P.A., May Recover Investor Losses | Brad McDowell – Financial Advisor Brad McDowell Discharged from Firm  Brad McDowell aka Brad William McDowell CRD #5413618 From 2012 until Brad McDowell’s firing in 2016, Brad McDowell was licensed with J.P. Morgan Securities LLC. Brad McDowell was previously licensed with Chase Investment Services Corp. and National Securities Corporation. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses | Sean McCabe – Arbitration Claims Filed Involving Financial Advisor Sean McCabe Sean McCabe CRD #5479643 Sean McCabe was licensed with National Securities Corporation from 2010 to 2014. Sean McCabe was subsequently licensed with Four Points Capital Partners LLC and is now licensed with Worden Capital Management LLC. FINRA reports that three …

Goodman & Nekvasil P.A. May Recover Investor Losses on Membership Interests – MAD Oregon, LLC MAD Oregon, LLC is a limited-liability company formed by Darrin Farrow in February 2015, to grow cannabis and supply it to dispensaries throughout Oregon. MAD Oregon, LLC solicited investors to purchase membership interests. Our Firm recently filed two arbitration claims against Royal Alliance Associates, Inc., with …

Goodman & Nekvasil P.A, Has Already Filed Two Arbitration Claims – Darrin Barton Farrow (Darrin Farrow) Suspended by FINRA and Permitted to Resign from Royal Alliance Associates, Inc. for Selling the MAD Oregon Investment Our Firm recently filed two arbitration claims against Royal Alliance Associates, Inc. with one on behalf of an investor who invested $100,000 in MAD Oregon, LLC. Based …

Goodman & Nekvasil P.A., May Recover Investor Losses – William Mark Heiden (Mark Heiden) Licensed with Wedbush Securities Inc. Since 2013, Mark Heiden has been licensed with Wedbush Securities Inc. Mark Heiden was previously licensed with Morgan Stanley. FINRA reports that four complaints and/or arbitration claims were filed involving Mark Heiden’s conduct with Wedbush Securities Inc. alleging wrongful, intentional fraudulent and …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brandon Preston Long (Brandon Long) Charged with Fraud and Barred by the SEC Brandon Long was formerly licensed with BCG Securities, Inc., LPL Financial LLC, and Jackson National Life Distributors LLC. FINRA reports that the SEC barred Brandon Long from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, …