Goodman & Nekvasil P.A, May Recover Investor Losses – Jasper Eugene Boykin Jr. (Jasper Boykin) Fired by MSI Financial Services, Inc., formerly MetLife Securities Inc. From 2015 until Jasper Boykin’s firing in 2016, Jasper Boykin was licensed with MSI Financial Services, Inc., formerly MetLife Securities Inc. Jasper Boykin was formerly licensed with Quest Capital Strategies, Inc. and Nationwide Securities, LLC. According to FINRA’s records, …
Antonio Omar Gonzalez Davila (Antonio Omar Gonzalez) Licensed with Cetera Advisor Networks, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and Closed-End Funds
Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and Closed-End Funds – Antonio Omar Gonzalez Davila (Antonio Omar Gonzalez) Licensed with Cetera Advisor Networks, LLC Since 2013, Antonio Omar Gonzalez Davila has been licensed with Cetera Advisor Networks, LLC. Antonio Omar Gonzalez Davila was previously licensed with Walnut Street Securities, Inc. and Wells Fargo Advisors, LLC. FINRA reports …
Keith Andrew Herman (Keith Herman) Fired by Summit Brokerage Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Keith Andrew Herman (Keith Herman) Fired by Summit Brokerage Services, Inc. From 2012 until Keith Herman’s firing in 2017, Keith Herman was licensed with Summit Brokerage Services, Inc. Keith Herman was previously licensed with J.P. Turner & Company, L.L.C. and Newport Coast Securities, Inc. According to FINRA’s records, Keith Herman was fired …
John Russell Holland (John Holland) Fired by Securities Management & Research, Inc. and BFC Planning, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – John Russell Holland (John Holland) Fired by Securities Management & Research, Inc. and BFC Planning, Inc. From 1994 until John Holland’s firing in 2014, John Holland was licensed with Securities Management & Research, Inc. John Holland was also licensed with BFC Planning, Inc. John Holland now works for Summit Brokerage Services, Inc. According to FINRA’s …
Lawrence Leslie Miller Jr. (Lawrence Miller) Fired by LPL Financial LLC and Summit Brokerage Services – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Lawrence Leslie Miller Jr. (Lawrence Miller) Fired by LPL Financial LLC and Summit Brokerage Services From 2005 until Lawrence Miller’s firing in 2015, Lawrence Miller was licensed with LPL Financial LLC. Lawrence Miller was also licensed with Summit Brokerage Services. According to FINRA’s records, Lawrence Miller was fired by both LPL Financial LLC and …
Terry Wayne Barnhardt (Terry Barnhardt), Summit Brokerage Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Terry Wayne Barnhardt (Terry Barnhardt) Formerly Licensed with Summit Brokerage Services, Inc. From September 2008 until July 2012 Terry Barnhardt was licensed with Summit Brokerage Services, Inc. FINRA reports that 25 complaints and/or arbitration claims were filed involving Terry Barnhardt’s conduct with Summit Brokerage Services, Inc. and/or Questar Capital Corporation alleging negligence, …
James Paul Benson II (James Benson), National Securities Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – James Paul Benson II (James Benson), National Securities Corporation James Benson has been licensed with Cetera Advisor Networks LLC since 2016. James Benson was previously licensed with National Planning Corporation. FINRA reports that an arbitration claim was filed involving James Benson’s conduct with National Planning Corporation alleging negligence, negligent misrepresentation through omission, …
Debra Smith, Summit Brokerage Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Securities
Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Securities – Debra Smith, Summit Brokerage Services, Inc. Debra Smith worked for Summit Brokerage Services Inc. from 1999 to 2015. FINRA reports that two arbitration claims were filed involving Debra Smith’s conduct with Summit Brokerage Services, Inc. alleging unsuitability, breach of fiduciary, breach of contract, overconcentration and/or other allegations. These …
Robert Clair Wheeling Jr. (Robert Wheeling) Fired by The Investment Center, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Clair Wheeling Jr. (Robert Wheeling) Fired by The Investment Center, Inc. From 2011 until Robert Wheeling’s firing in 2012, Robert Wheeling was licensed with The Investment Center, Inc. Robert Wheeling was subsequently licensed with Summit Brokerage Services, Inc. Robert Wheeling was previously licensed with Questar Capital Corporation. According to FINRA’s records, …
William Mark Yawn (William Yawn) Fired by LPL Financial LLC and Stratos Wealth Partners, Ltd. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – William Mark Yawn (William Yawn) Fired by LPL Financial LLC and Stratos Wealth Partners, Ltd. From 2008 until William Yawn’s firing in 2014, William Yawn was licensed with LPL Financial LLC. William Yawn was also licensed with Stratos Wealth Partners, Ltd. William Yawn is now licensed with Summit Brokerage Services, Inc. According …