Goodman & Nekvasil P.A, May Recover Investor Losses – Antonio Gomez Real Fired by J.P. Morgan Securities, LLC From 2011 until Antonio Gomez Real’s firing in 2014, Antonio Gomez Real was licensed with J.P. Morgan Securities, LLC. According to FINRA’s records, Antonio Gomez Real was fired by J.P. Morgan Securities, LLC on February 21, 2014. J.P. Morgan Securities, LLC reported to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Rafael Gonzalezstawinski Formerly Licensed with Santander Securities, LLC Since 2014, Rafael Gonzalezstawinski has been licensed with Morgan Stanley. Rafael Gonzalezstawinski was previously licensed with Santander Securities, LLC. FINRA reports that two arbitration claims were filed involving Rafael Gonzalezstawinski’s conduct with Santander Securities, LLC alleging breach of fiduciary duty, breach of contract, contractual …

Michael Greenfield, Arbitration Claim Filed Against Financial Advisor –  Goodman & Nekvasil P.A, May Recover Investor Losses Michael Greenfield CRD #5406611 Since June 2017, Michael Greenfield was licensed with Newbridge Securities Corporation. Michael Greenfield was previously licensed with Oppenheimer & Co. Inc., Morgan Stanley, and The GMS Group, LLC. FINRA reports that four arbitration claims were filed involving Michael Greenfield’s …

Goodman & Nekvasil P.A, May Recover Investor Losses – Juan Guillermo Herrans Barreras Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2010, Juan Guillermo Herrans Barreras has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that two arbitration claims were filed involving Juan Guillermo Herrans Barreras’ conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated …

Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – David Garcia Cirilo Formerly Licensed with Santander Securities, LLC  From 2006 to 2014, David Cirilo was licensed with Santander Securities, LLC. David Cirilo is now licensed with Morgan Stanley. FINRA reports that five arbitration claims were filed involving David Cirilo’s conduct with Santander …

Nicholas Giallourakis – Arbitration Claims Filed Involving Financial Advisor Nicholas Giallourakis | Goodman & Nekvasil P.A, May Recover Investor Losses  Nicholas Giallourakis CRD #4496285 From 2004-2016, Nicholas Giallourakis was licensed with VSR Financial Services, Inc. Nicholas Giallourakis is now licensed with Newbridge Securities Corporation. FINRA reports that three arbitration claims were filed involving Nicholas Giallourakis’ conduct with VSR Financial Services, Inc. These …

Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – Francisco Javier Fernandez Leon Formerly Licensed with Oriental Financial Services Corp.  From 2009-2015, Francisco Javier Fernandez Leon was licensed with Oriental Financial Services Corp. Francisco Javier Fernandez Leon is now licensed with Cetera Investment Services, LLC. FINRA reports that two arbitration claims were filed …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Eiler Licensed with Wells Fargo Clearing Services, LLC  Since 2006, Jeffrey Eiler has been licensed with Wells Fargo Clearing Services, LLC. FINRA reports that four arbitration claims involving Jeffrey Eiler’s conduct with Wells Fargo Clearing Services, LLC were filed, alleging unsuitable investments, unsuitable recommendations, and/or overconcentration. These four claims all settled, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Byron Echeverria Fired by Morgan Stanley From 2011 to 2015, Byron Echeverria was licensed with Morgan Stanley. Byron Echeverria is now licensed with Slavic Investment Corporation. According to FINRA’s records, Byron Echeverria was fired from Morgan Stanley on May 1, 2015. Morgan Stanley reported to FINRA that Byron Echeverria’s firing related to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Wilfredo Felix, Jr., Under FINRA Investigation Since August 2001, Wilfredo Felix, Jr. has been licensed with Primex. On July 21, 2016, FINRA reported that an investigation involving Wilfredo Felix Jr’s conduct is pending with alleged potential violations: 8210 – alleged untimely responses; alleged email retention/record keeping-Rule 4511 and 2010; alleged registration-Rule 3010 …