Goodman & Nekvasil P.A, May Recover Your Investment Losses – Chad Ryan Barancyk Suspended from Securities Industry Since November 2014, Chad Barancyk has been licensed with First Allied Securities, Inc. Chad Barancyk was previously licensed with SII Investments, Inc. Chad Barancyk is also the president and founder of Naples Private Wealth (NPW). Chad Barancyk was recently suspended from the securities and …
Alan Appelbaum – Arbitration Claims Filed Involving Financial Advisor Alan Appelbaum
Alan Appelbaum – Arbitration Claims Filed Involving Financial Advisor Alan Appelbaum | Goodman & Nekvasil, P.A. May Recover Investor Losses Alan Appelbaum CRD #500336 From 2002 to 2015, Alan Appelbaum was licensed with Herbert J. Sims & Co. Inc., Alan Appelbaum is now licensed with Aegis Capital Corp. FINRA reports that two arbitration claims were filed involving Alan Appelbaum’s employment …
Martin Tamaroff Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Martin Tamaroff Fired by Wells Fargo Advisors, LLC From 2003 until Marin Tamaroff’s firing in 2015, Martin Tamaroff was licensed with Wells Fargo Advisors, LLC. Martin Tamaroff is now licensed with BB&T Securities, LLC. According to FINRA’s records, Martin Tamaroff was fired by Wells Fargo Advisors, LLC on August 25, 2015. Wells …
Anthony Scaglione – Financial Advisor Anthony Scaglione Resigned from UBS Financial Services, Inc.
Goodman & Nekvasil P.A, May Recover Investor Losses | Financial Advisor Anthony Scaglione Resigned from UBS Financial Services, Inc. Anthony Scaglione CRD #5642574 From 2010 until Anthony Scaglione’s resignation in 2015, Anthony Scaglione was licensed with UBS Financial Services, Inc. Anthony Scaglione is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA’s records, Anthony Scaglione resigned from UBS …
James Smalley Jr. Resigned from Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – James Smalley Jr. Formerly Licensed with Wells Fargo Advisors, LLC From 2003 until James Smalley Jr.’s resignation in 2013, James Smalley Jr. was licensed with Wells Fargo Advisors, LLC. James Smalley Jr. now works for UBS Financial Services, Inc. According to FINRA’s records, James Smalley Jr. resigned from Wells Fargo Advisors, LLC …
Kristina Sommerkamp Formerly Licensed with AXA Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Kristina Sommerkamp Formerly Licensed with AXA Advisors, LLC From 2006 to 2014, Kristina Sommerkamp was licensed with AXA Advisors, LLC. Kristina Sommerkamp is now licensed with Cambridge Investment Research, Inc. FINRA reports that three arbitration claims were filed involving Kristina Sommerkamp’s conduct with AXA Advisors, LLC. These claims allege unsuitability, misrepresentation, and/or …
Alfredo Antonio Collazo Gonzalez Formerly Licensed with Popular Securities, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds
Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Puerto Rico Closed-End Funds – Alfredo Antonio Collazo Gonzalez Formerly Licensed with Popular Securities, LLC Since 2014, Alfred Antonio Collazo Gonzalez has been licensed with J.P. Morgan Securities, LLC. Alfred Antonio Collazo Gonzalez was previously licensed with Popular Securities, LLC. FINRA reports that five arbitration claims have been …
Alberto Castaner Licensed with Morgan Stanley – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Alberto Castaner Licensed with Morgan Stanley Since 2014, Alberto Castaner has been licensed with Morgan Stanley. Alberto Castaner was previously licensed with Popular Securities, LLC. FINRA reports that two arbitration claims were filed involving Alberto Castaner’s conduct with Popular Securities, LLC alleging misrepresentation and/or poor recommendations related to PR Bonds and/or other …
Miguel Jose Cardoso Fired by E.S. Financial Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Miguel Jose Cardoso Discharged by E.S. Financial Services, Inc. From 2010 until Miguel Cardoso’s firing in 2014, Miguel Cardoso was licensed with E.S. Financial Services, Inc. Miguel Cardoso is now licensed with Andbanc Brokerage, LLC. According to FINRA’s records, Miguel Cardoso was fired by E.S. Financial Services, Inc. on July 31, 2014. …
Rosario Cammarata Jr. Licensed with UBS Financial Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Rosario Cammarata Jr. Licensed with UBS Financial Services, Inc. Since 2011, Rosario Cammarata Jr. was licensed with UBS Financial Services, Inc. FINRA reports that three arbitration claims have been filed involving Rosario Cammarata Jr. ’s conduct with UBS Financial Services, Inc. These claims allege inappropriate investing, overconcentration, and/or unauthorized trading. These three …