Goodman & Nekvasil P.A., May Recover Investor Losses – Clark Fernando Gambarrotti (Clark Gambarrotti) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated
From 2013 until Clark Gambarrotti’s discharge in 2016, Clark Gambarrotti was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Clark Gambarrotti was previously licensed with TD Ameritrade, Inc. According to FINRA’s records, Clark Gambarrotti was discharged from Merrill Lynch, Pierce, Fenner & Smith Incorporated on Aug 3, 2016. Merrill Lynch, Pierce, Fenner & Smith reported to FINRA that Clark Gambarrotti’s discharge related to conduct involving failure to adhere to Merrill Lynch, Pierce, Fenner & Smith standards related to trade pre-approval process.
If you lost money on investments with Clark Gambarrotti and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or TD Ameritrade, Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Clark Gambarrotti and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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