Goodman & Nekvasil P.A, May Recover Investor Losses – Rafael Moreno Fired by LPL Financial, LLC From 2003 until 2012, Rafael Moreno was licensed with LPL Financial, LLC. Rafael Moreno is now licensed with Mora WM Securities. According to FINRA’s records Rafael Moreno was fired from LPL Financial, LLC on August 17, 2012. LPL Financial, LLC reported to FINRA that Rafael Moreno …

Goodman & Nekvasil P.A, May Recover Investor Losses from Church Bonds or Other Investments – Frederick Paul Bremer Licensed with G.A. Repple & Company Since January 1998, Frederick Bremer has been licensed with G.A. Repple & Company. FINRA reports that three arbitration claims have been filed involving Frederick Bremer’s conduct with G.A. Repple & Company These claims allege unsuitable investments related to …

Goodman & Nekvasil P.A, May Recover Investor Losses – James Blake Buchanan Jr. Licensed with SunTrust Investment Services, Inc. Since 1998, James Buchanan Jr. has been licensed with Suntrust Securities, Inc. FINRA reports that an arbitration claim involving James Buchanan Jr.’s conduct with SunTrust Investment Services, Inc. was filed in August 2004. The claim alleged violations of Florida Securities Investor Protection …

Goodman & Nekvasil P.A, May Recover Investor Losses – H. Anthony Huss Jr. Jr Licensed with Newbridge Securities Corporation  Since 2016, H. Anthony Huss Jr. Jr has been licensed with Newbridge Securities Corporation. H. Anthony Huss Jr. Jr was previously licensed with Stifel, Nicolaus, & Company, Incorporated. FINRA reports that two arbitration claims were filed involving H. Anthony Huss Jr. Jr’s …

Goodman & Nekvasil P.A, May Recover Investor Losses – Brian Presley Licensed with FSC Securities Corporation Since 2009, Brian Presley was licensed with FSC Securities Corporation. FINRA reports that six arbitration claims have been filed involving Brian Presley’s conduct with FSC Securities Corporation. These claims allege breach of various duties, misrepresentation, negligence, sale of unsuitable securities, unsuitable recommendations, and/or breach of …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Howard Lawrence Isaacson Suspended from Securities Industry Howard Isaacson was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2007-2013. Howard Isaacson was suspended from the securities and investment banking industry for over one-year by the Financial Industry Regulatory Authority (FINRA). FINRA reports that Howard Isaacson, pursuant to Article VI, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Mark Courchane Permitted to Resign from Northwestern Mutual Investment Services, LLC  From 2010 until Mark Courchane’s resignation in 2016, Mark Courchane was licensed with Northwestern Mutual Investment Services, Inc. Mark Courchane is now licensed with MML Investors Services, LLC. According to FINRA’s records, Mark Courchane resigned from Northwestern Mutual Investment Services, LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Leslie Ann Valant Fired by Edward Jones From 2009 until Leslie Valant’s firing in 2017, Leslie Valant was licensed with Edward Jones. According to FINRA’s records, Leslie Valant was fired by Edward Jones on February 23, 2017. Edward Jones reported to FINRA that Leslie Valant failed to adequately address client-related concerns when …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kelly Marvin Barnett  Fired by MetLife Securities, Inc. From 2012 until Kelly Barnett’s firing in 2015, Kelly Barnett was licensed with MetLife Securities, Inc. Kelly Barnett is now licensed with FSC Securities Corporation and previously worked for Edward Jones. According to FINRA’s records, Kelly Barnett was fired by MetLife Securities, Inc. on …

Goodman & Nekvasil P.A, May Recover Investor Losses – Ruth Barrios Fired by Wells Fargo Advisors, LLC From 2013 until Ruth Barrios’ firing in 2015, Ruth Barrios was licensed with Wells Fargo Advisors, LLC. Ruth Barrios is now licensed with Woodstock Financial Group, Inc. and was previously licensed with BB&T Investment Services, Inc. and Edward Jones. According to FINRA’s records, Ruth …