Goodman & Nekvasil P.A., May Recover Investor Losses – Danny Scott Hood (Danny Hood) Barred from Securities Industry and Charged with Fraud by the SEC Danny Hood was formerly licensed with Summit Brokerage Services, Inc., BCG Securities, Inc., LPL Financial LLC, and Valic Financial Advisors, Inc. FINRA reports that Danny Hood was barred by the SEC from association with any broker, …

Goodman & Nekvasil P.A., May Recover Investor Losses on REITS – James Travis Flynn (Jim Flynn) Fired by Voya Financial Advisors, Inc. From May 2013 until Jim Flynn’s firing in February 2017, Jim Flynn was licensed with Voya Financial Advisors, Inc. Jim Flynn is now licensed with  IFS Securities and was previously licensed with Capital Investment Group, Inc. According to FINRA …

Robert Bragg – Arbitration Claims Filed Involving Financial Advisor Robert Bragg  | Goodman & Nekvasil P.A., May Recover Investor Losses  Robert Bragg CRD #4767535 Robert Bragg was licensed with VSR Financial Services, Inc. from 2004 to 2016. Robert Bragg is now licensed with Newbridge Securities Corporation. FINRA reports that four complaints and/or arbitration claims were filed involving Robert Bragg’s conduct with VSR …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Joseph Barton Dirago Jr. (Joe Dirago) Formerly Licensed with Morgan Stanley, Suspended from Securities Industry Joe Dirago was licensed with Morgan Stanley from 2006 to 2012. Joe Dirago is now licensed with Wells Fargo Clearing Services, LLC. Joe Dirago was suspended from the securities and investment banking industry for 15 days …

Dan Maughan Formerly Licensed with Financial West Group | Goodman & Nekvasil P.A., May Recover Investor Losses  Dan Maughan CRD #2561363 Dan Maughan was licensed with Financial West Group from 2010 to 2017. FINRA reports that an arbitration claim was filed involving Dan Maughan’s conduct with Financial West Group, alleging breach of fiduciary duty, negligence, misrepresentation, and/or other allegations. This arbitration …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cary Jarrett Kievman (Cary Kievman) Formerly Licensed with Ameriprise Financial Services, Inc. Cary Kievman was licensed with Ameriprise Financial Services, Inc. from 2012 to 2016. Cary Kievman was previously licensed with Morgan Stanley Smith Barney. FINRA reports that three complaints and/or arbitration claims were filed involving Cary Kievman’s conduct with Ameriprise Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – Joel Harold Kassewitz (Joel Kassewitz) Formerly Licensed with Credit Suisse Securities (USA) LLC  Joel Kassewitz was licensed with Credit Suisse Securities (USA) LLC from 2008 to 2016. Joel Kassewitz was subsequently licensed with Wells Fargo Advisors, LLC. FINRA reports that an arbitration claim was filed involving Joel Kassewitz’ conduct with Credit Suisse …

Kevin Yang – Financial Advisor Kevin Yang Fired by Morgan Stanley | Goodman & Nekvasil P.A., May Recover Investor Losses on Structured Products Kevin Yang CRD #2834317 From 2010 until Kevin Yang’s firing in 2017, Kevin Yang was licensed with Morgan Stanley. According to FINRA’s records, Kevin Yang was fired by Morgan Stanley on April 12, 2017. Morgan Stanley reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cheryle Anne Brady (Cheryle Brady) a/k/a Cheryle Anne Timmons, Fired by Ameriprise Financial Services, Inc. and Suspended from Securities Industry From 2012 until Cheryle Brady’s firing in 2016, Cheryle Brady was licensed with Ameriprise Financial Services, Inc. Cheryle Brady was previously licensed with RBC Capital Markets, LLC. According to FINRA’s records, Cheryle …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jacquin P. Fink (Jacquin Fink) Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacquin Fink has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated since 1968. FINRA reports that seven complaints and/or arbitration claims have been filed involving Jacquin Fink’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated, …