Goodman & Nekvasil P.A. May Recover Investor Losses – William M. Apostelos and Apostelos Promissory Notes Connected to Ponzi Scheme  William M. Apostelos plead guilty in U.S. District Court to charges related to a $70 million Ponzi scheme that defrauded nearly 500 victims. Specifically, Apostelos plead guilty to conspiracy to commit wire and mail fraud and conversion of funds from an …

Goodman & Nekvasil P.A. May Recover Investor Losses – Private Wealth Consultants, Ltd. Private Wealth Consultants, Ltd. is an investment adviser that participated in the sale of approximately $25.5 million of investments in six related limited liability companies in Toledo, Ohio to approximately 187 clients, according to a disciplinary action filed by FINRA. FINRA barred Douglas Scott Miller and Gary Lee …

Goodman & Nekvasil P.A, May Recover Investor Losses – Douglas Scott Miller (Doug Miller) Permitted to Resign from Triad Advisors, Inc. and Barred from the Securities Industry From 2005 until Doug Miller’s resignation in 2014, Doug Miller was licensed with Triad Advisors, Inc. According to FINRA’s records, Doug Miller was permitted to resign from Triad Advisors, Inc. on July 11, 2014. Triad …

Goodman & Nekvasil P.A. May Recover Investor Losses – Midwest Green Resources, LLC and WMA Enterprises, LLC Involved in Ponzi Scheme Midwest Green Resources, LLC and WMA Enterprises, LLC are investment companies involved in a multimillion-dollar Ponzi Scheme. FINRA barred Jeffrey Allan Mohlman from the securities industry for not cooperating with an investigation concerning the sale of Midwest Green Resources, LLC …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Allan Mohlman (Jeff Mohlman) Formerly Licensed with Questar Capital Corporation, Barred from the Securities Industry From 2012 until Jeff Mohlman’s resignation in 2015, Jeff Mohlman was licensed with Questar Capital Corporation. Jeff Mohlman was previously licensed with Investacorp, Inc. According to FINRA’s records, Jeff Mohlman resigned from Questar Capital Corporation on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Giacomo Angelo Licari (Giacomo Licari) Formerly Licensed with First Allied Securities, Inc. From 1995 until Giacomo Licari’s resignation in 2016, Giacomo Licari was licensed with First Allied Securities, Inc. According to FINRA’s records, Giacomo Licari resigned from First Allied Securities, Inc. on July 27, 2016. First Allied Securities, Inc. reported to FINRA …

Goodman & Nekvasil P.A, May Recover Investor Losses – Alison Marie Janke a.k.a Alison Marie Rosenberg (Alison Janke) Licensed with Summit Brokerage Services, Inc., Twice Suspended by FINRA From 2007 until 2011, Alison Janke was licensed with Wells Fargo Advisors, LLC. Alison Janke is now licensed withSummit Brokerage Services, Inc. FINRA reports that two arbitration claims alleging sales practice violations by …

Goodman & Nekvasil P.A. May Recover Investor Losses – Coast-2-Coast Properties & Prosperity Financial Estate Planning and Insurance Services Fictitious Real Estate Investment  Coast-2-Coast Properties is a real estate company formed by Joseph Pappalardo in 2003. Prosperity Financial Estate Planning and Insurance Services, Coast-2-Coast Properties’ marketing arm, is a fictitious company. FINRA barred Joseph Pappalardo for Joseph Pappalardo’s involvement with Coast-2-Coast …

Goodman And Nekvasil, P.A., May Recover Your Investment Losses – Kirk Anthony Sempsrott (Kirk Sempsrott) Licensed with Sigma Financial Corporation Kirk Sempsrott has been licensed with Sigma Financial Corporation since 2016. Kirk Sempsrott was previously licensed with Principal Securities, Inc. and Securian Financial Services, Inc. According to FINRA’s records, a lawsuit was filed by a prior employer of Kirk Sempsrott, alleging …