Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Thomas Lucenti (Mike Lucenti) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until Mike Lucenti’s firing in 2014, Mike Lucenti was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mike Lucenti is now licensed with Cuso Financial Services, L.P. According to FINRA’s records, Mike Lucenti was fired …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Luis Fonseca (Jay Fonseca) Fired by Rothschild Lieberman LLC and Barred from Securities Industry From 2014 until Jay Fonseca’s firing in 2015, Jay Fonseca was licensed with Rothschild Lieberman LLC. Jay Fonseca was subsequently licensed with Newport Coast Securities, Inc. Jay Fonseca was previously licensed with Meyers Associates, L.P. and Cape …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan William Iraggi (Jon Iraggi) Permitted to Resign from Garden State Securities, Inc.  From 2016 until Jon Iraggi’s resignation in 2017, Jon Iraggi was licensed with Garden State Securities, Inc. Jon Iraggi is now licensed with National Securities Corporation. Jon Iraggi was previously licensed with Spartan Capital Securities, LLC and Portfolio Advisors …

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Kazan (Chris Kazan) Fired by Maxim Group LLC From 2002 until Chris Kazan’s firing in 2015, Chris Kazan was licensed with Maxim Group LLC. Chris Kazan is now licensed with National Securities Corporation. According to FINRA’s records, Chris Kazan was fired by Maxim Group LLC on September 24, 2015. Maxim Group …

Ronald Rothchild, Financial Advisor Fired by Raymond James Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Ronald Rothchild CRD #4491932 From 2011 until Ronald Rothchild’s firing in 2016, Ronald Rothchild was licensed with Raymond James Financial Services, Inc. Ronald Rothchild is now licensed with National Securities Corporation. According to FINRA’s records, Ronald Rothchild was fired by Raymond …

Goodman & Nekvasil P.A., May Recover Investor Losses – Aalon Rose (Allen Rose) Fired by National Securities Corporation From April 2014 until Allen Rose’s firing in November 2014, Allen Rose was licensed with National Securities Corporation. Allen Rose is now licensed with Morgan Wilshire Securities, Inc. Allen Rose was previously licensed with IFS Securities. According to FINRA’s records, Allen Rose was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ilan Nathan Preis (Ilan Preis) Fired by Citigroup Global Markets, Inc.  From 2010 until Ilan Preis’ firing in 2012, Ilan Preis was licensed with Citigroup Global Markets, Inc. According to FINRA’s records, Ilan Preis was fired by Citigroup Global Markets, Inc. on October 9, 2012. Citigroup Global Markets, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gary Post Formerly Licensed with Stifel, Nicolaus & Company, Inc. From 2007 until Gary Post’s resignation in 2014, Gary Post was licensed with Stifel, Nicolaus & Company, Inc. Gary Post was subsequently licensed with National Securities Corporation. According to FINRA’s records, Gary Post resigned from Stifel, Nicolaus & Company, Inc. on August …

Goodman & Nekvasil P.A., May Recover Investor Losses | Brad McDowell – Financial Advisor Brad McDowell Discharged from Firm  Brad McDowell aka Brad William McDowell CRD #5413618 From 2012 until Brad McDowell’s firing in 2016, Brad McDowell was licensed with J.P. Morgan Securities LLC. Brad McDowell was previously licensed with Chase Investment Services Corp. and National Securities Corporation. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses | Sean McCabe – Arbitration Claims Filed Involving Financial Advisor Sean McCabe Sean McCabe CRD #5479643 Sean McCabe was licensed with National Securities Corporation from 2010 to 2014. Sean McCabe was subsequently licensed with Four Points Capital Partners LLC and is now licensed with Worden Capital Management LLC. FINRA reports that three …