Goodman & Nekvasil P.A, May Recover Investor Losses – Eric Sikes Formerly Licensed with MSI Financial Services, Inc. From 2009 until Eric Sikes’ resignation in 2016, Eric Sikes was licensed with MSI Financial Services, Inc. Eric Sikes is now licensed with LPL Financial, LLC. According to FINRA’s records, Eric Sikes resigned from MSI Financial Services, Inc. on September 26, 2016. MSI …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lawrence Eugene Murphy Fired by MSI Financial Services, Inc. From 2004 until Lawrence Murphy’s firing in 2016, Lawrence Murphy was licensed with MSI Financial Services, Inc. Lawrence Murphy was then briefly licensed with Equity Services, Inc. and is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Lawrence Murphy was …

Goodman & Nekvasil P.A, May Recover Investor Losses – Dean Thomas Nicholson Permitted to Resign from Ameriprise Financial Services, Inc.  From 2007 until Dean Nicholson’s resignation in 2012, Dean Nicholson was licensed with Ameriprise Financial Services, Inc. Dean Nicholson is now licensed with Sagepoint Financial, Inc. According to FINRA records, Dean Nicholson was permitted to resign from Ameriprise Financial Services, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Peter Nicoletti – Peter Anthony Nicoletti, Arbitration Claim Filed Against Financial Advisor CRD# 4132229 From 2009 until Peter Nicoletti’s resignation in 2015, Peter Nicoletti was licensed with Wells Fargo Advisors, LLC. Peter Nicoletti is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA records, Peter Nicoletti resigned from Wells Fargo …

Joan Norton – Arbitration Claim Filed Involving Financial Advisor Joan Norton | Goodman & Nekvasil PA May Recover Investor Losses Joan Norton CRD #1777913 From August 2009 to May 2016, Joan Norton was licensed with Ausdal Financial Partners, Inc. Joan Norton is now licensed with International Assets Advisory, LLC. FINRA reports that an arbitration claim involving Joan Norton’s conduct with …

Goodman & Nekvasil P.A, May Recover Investor Losses – Hernan Perez Fired by Signator Investors, Inc.  From 1994 until Hernan Perez’ firing in 2015, Hernan Perez was licensed with Signator Investors, Inc. Hernan Perez is now licensed with Thrivent Investment Management, Inc. According to FINRA’s records, Hernan Perez was fired by Signator Investors, Inc. on December 21, 2015. Signator Investors, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jenee Peters Formerly Licensed with Oppenheimer & Co., Inc.  From 2010 to 2016 Jenee Peters was licensed with Oppenheimer & Co., Inc. FINRA reports that an arbitration claim involving Jenee Peters’ conduct with Oppenheimer & Co., Inc., was filed in March 2014. The claim alleged negligence, unsuitable recommendations, negligent management of the …

Goodman & Nekvasil P.A, May Recover Investor Losses – David Leonard Potter Fired by LaSalle St. Securities, L.L.C. From 2010 to 2013, David Potter was licensed with LaSalle St. Securities, L.L.C. According to FINRA’s records David Potter was fired from LaSalle St. Securities, L.L.C. on May 13, 2013. LaSalle St. Securities, L.L.C. reported to FINRA that David Potter’s firing was related …

Goodman & Nekvasil P.A, May Recover Investor Losses – Walter Priebe Fired by Investacorp, Inc. From 1989 to 2014, Walter Priebe was licensed with Investacorp, Inc. Walter Priebe is now licensed with Newbridge Securities Corporation. According to FINRA’s records Walter Priebe was fired from Investacorp, Inc. on July 1, 2014. Investacorp, Inc. reported to FINRA that Walter Priebe acted in a …

Goodman & Nekvasil P.A, May Recover Investor Losses – John Jairo Quintero (John Quintero) Formerly Licensed with Transamerica Financial Advisors, Inc. From 2002-2016, John Quintero was licensed with Transamerica Financial Advisors, Inc. John Quintero is now licensed with Cambridge Investment Research, Inc. FINRA reports that two arbitration claims have been filed involving John Quintero’s conduct with Transamerica Financial Advisors, Inc. These …