Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Krupnick Named in FINRA Disciplinary Action From 2008 until Jeffrey Krupnick’s resignation in 2014, Jeffrey Krupnick was licensed with Wells Fargo Advisors, LLC. Jeffrey Krupnick is now licensed with Ameriprise Financial Services, Inc. after also being licensed with JHS Capital Advisors, LLC. According to FINRA’s records, Jeffrey Krupnick resigned from Wells …
Samuel Koltun Licensed with RBC Capital Markets, LLC – Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments
Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments – Samuel Koltun Licensed with RBC Capital Markets, LLC Samuel Koltun CRD #1739664 Samuel Koltun has been licensed with RBC Capital Markets, LLC since October 2009. FINRA reports that four arbitration claims have been filed during Samuel Koltun’s employment with RBC Capital Markets, LLC. These …
Thomas Blair Johnston Permitted to Resign from Cetera Advisor Networks, LLC – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Thomas Blair Johnston Permitted to Resign from Cetera Advisor Networks, LLC From 2013 until Thomas Johnston’s resignation in 2014, Thomas Johnston was licensed with Cetera Advisor Networks, LLC. Thomas Johnston is now licensed with International Assets Advisory, LLC, and was previously licensed with Thrivent Investment Management, Inc. According to FINRA’s records, Thomas …
Luis Rosario Licensed with UBS Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds – Luis Rosario Licensed with UBS Financial Services, Inc. From 2007 until 2014, Luis Rosario was licensed with UBS Financial Services, Inc. Luis Rosario is now licensed with Oppenheimer & Co. Inc. FINRA reports that six arbitration claims were filed involving Luis Rosario’s conduct with UBS …
Aishka Lugo, UBS Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and/or Other Investments
Goodman & Nekvasil P.A., May Recover Investor Losses from Puerto Rico Bonds and/or Other Investments – Aishka Lugo Licensed with UBS Financial Services, Inc. Aishka Lugo has been licensed with UBS Financial Services, Inc. since 2006. FINRA reports that eight arbitration claims were filed involving Aishka Lugo’s conduct with UBS Financial Services, Inc. alleging misrepresentation, overconcentration, and/or unsuitability in connection with …
Harry Seth Datys Licensed with WestPark Capital, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Harry Seth Datys Licensed with WestPark Capital, Inc. Since 2005, Harry Datys has been licensed with WestPark Capital, Inc. FINRA reports that two arbitration claims were filed involving Harry Datys’ conduct with WestPark Capital, Inc. alleging negligence, breach of fiduciary duty, lack of suitability, failure to supervise, and/or unauthorized trading. These claims …
Harold Connell Formerly Licensed with CP Capital Securities, Inc. – Goodman And Nekvasil, P.A, May Recover Your Investment Losses
Goodman And Nekvasil, P.A, May Recover Your Investment Losses – Harold Connell Formerly Licensed with CP Capital Securities, Inc. Harold Connell was licensed with CP Capital Securities, Inc. from 2001-2017. According to FINRA records, an arbitration claim was filed in September 2016, alleging perceived losses in investments while Harold Connell was employed with CP Capital Securities, Inc. This lawsuit involving Harold …
Robert Child Formerly Licensed with National Securities Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses
Robert Child Formerly Licensed with National Securities Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses From 2012-2017, Robert Child was licensed with National Securities Corporation. Robert Child was previously licensed with VFinance Investments, Inc. FINRA reports that three arbitration claims were filed involving Robert Child’s conduct with National Securities Corporation and/or VFinance Investments, Inc. alleging suitability, breach of …
Michael Joseph Dellaporta III Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Joseph Dellaporta III Fired by Ameriprise Financial Services, Inc. From 2010 until Michael Dellaporta III’s firing in 2015, Michael Dellaporta III was licensed with Ameriprise Financial Services, Inc. Michael Dellaporta III is now licensed with Fusion Analytics Securities, LLC. According to FINRA’s records, Michael Dellaporta III was fired by Ameriprise Financial …
Michael Joseph Dellaporta Jr. Fired by Ameriprise Financial Services, Inc.
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Joseph Dellaporta Jr. Fired by Ameriprise Financial Services, Inc. Mike Dellaporta CRD #500214 -Update- 9/4/19: Goodman & Nekvasil, P.A. Has Learned through court documents that Michael Dellaporta Jr. sold the fraudulent, 1 Global Capital investment. From 2010 until Michael Dellaporta Jr.’s firing in 2015, Michael Dellaporta Jr. was licensed with Ameriprise …