Goodman & Nekvasil P.A., May Recover Investor Losses – Milton Smith Helm Jr. Licensed with UBS Financial Services, Inc.
Since 2005, Milton Helm Jr. has been licensed with UBS Financial Services, Inc. FINRA reports that two arbitration claims were filed involving Milton Helm Jr.’s conduct with UBS Financial Services, Inc. alleging unauthorized trading, and/or unsuitable investments. These arbitration claims involving Milton Helm Jr.’s conduct settled for $150,000 and $100,000.
If you lost money on investments with Milton Helm Jr. and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services, Inc. concerning Milton Helm Jr.’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Milton Helm Jr. and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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