Goodman & Nekvasil P.A., May Recover Investor Losses – Stuart Quinn Hoshide Licensed with First Allied Securities, Inc. Since 2008, Stuart Hoshide has been licensed with First Allied Securities, Inc. FINRA reports that four complaints and/or arbitration claims were filed involving Stuart Hoshide’s conduct with First Allied Securities, Inc. alleging unsuitable investments, breach of fiduciary duty, breach of contract, unauthorized trading, …
Goodman & Nekvasil, P.A., May Recover Investor Losses – NanoSave Technologies, Inc. (NNSV) Suspended by the SEC from Trading
NanoSave Technologies, Inc. (NNSV) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses In suspending NanoSave Technologies, Inc. (NNSV) stock from trading, the SEC explained that NanoSave Technologies, Inc. (NNSV) was suspended because of questions regarding the adequacy and accuracy of publicly disseminated information in NNSV’s press releases, periodic financial statements, and related disclosures …
Stevva Corp (STVA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Stevva Corp (STVA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses In suspending Stevva Corp (STVA) stock from trading, the SEC explained that Stevva Corp (STVA) was suspended because of concerns about recent promotions, unusual and unexplained market activity in the company’s stock and questions regarding the accuracy of assertions by Stevva Corp., …
Akis Costas Eracleous Pleads Guilty to Insider Trading – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Akis Costas Eracleous Pleads Guilty to Insider Trading From 2013 until Akis Eracleous’ firing in 2015, Akis Eracleous was licensed with First Allied Securities, Inc. Akis Eracleous was previously licensed with National Planning Corporation. According to FINRA’s records, Akis Eracleous was fired by First Allied Securities, Inc. on June 11, 2015. First …
Melvin Stoutenburg – Customer Disputes Filed Against Involving Financial Advisor Melvin Stoutenburg
Goodman & Nekvasil P.A., May Recover Investor Losses | Melvin Stoutenburg – Customer Disputes Filed Against Involving Financial Advisor Melvin Stoutenburg Melvin Stoutenburg CRD #2949175 Since 2011, Melvin Stoutenburg has been licensed with National Securities Corporation. Melvin Stoutenburg was previously licensed with VFinance Investments, Inc. FINRA reports that two complaints and/or arbitration claims were filed involving Melvin Stoutenburg’s conduct with National …
Karyn Soroa Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Karyn Soroa Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until Karyn Soroa’s resignation in 2017, Karyn Soroa was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karyn Soroa is now licensed with Bolton Global Capital. According to FINRA’s records, Karyn Soroa resigned from from Merrill Lynch, …
Timothy Matthew Schultz Fired by Raymond James Financial Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Timothy Matthew Schultz Fired by Raymond James Financial Services, Inc. From 1999 until Timothy Schultz’ firing in 2014, Timothy Schultz was licensed with Raymond James Financial Services, Inc. Timothy Schultz is now licensed with J.W. Cole Financial, Inc. According to FINRA’s records, Timothy Schultz was fired by Raymond James Financial Services, Inc. …
Tarek Salhab, Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Tarek Salhab, Merrill Lynch, Pierce, Fenner & Smith Incorporated Since 2006, Tarek Salhab has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that three arbitration claims have been filed involving Tarek Salhab’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated. These claims allege unsuitable investment recommendations, misrepresentations, …
Josephine Bowles a.k.a. Josephine Del Campo Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Josephine Bowles a.k.a. Josephine Del Campo Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated Since 2009, Josephine Bowles a.k.a. Josephine Del Campo has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that an arbitration claim was filed involving Josephine Bowles a.k.a. Josephine Del Campo’s conduct with Merrill …
Derek Alan Boucher Licensed with Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A, May Recover Options Losses
Goodman & Nekvasil P.A, May Recover Options Losses – Derek Alan Boucher Licensed with Ameriprise Financial Services, Inc. Since 2009, Derek Boucher was licensed with Ameriprise Financial Services, Inc. FINRA reports that an arbitration claim has been filed involving Derek Boucher’s conduct with Ameriprise Financial Services, Inc. This claim alleges reckless options trading and also alleges that the claimant’s accounts were …