Goodman & Nekvasil P.A, May Recover Investor Losses – Gareth John Vaughan Evans Resigned from Dominick & Dominick LLC From 2005 until Gareth Evans’ resignation in 2012, Gareth Evans was licensed with Dominick & Dominick LLC. Gareth Evans was subsequently licensed with Further Lane Securities, L.P. and is now licensed with Saxony Securities, Inc. According to FINRA records, Gareth Evans resigned …

Goodman & Nekvasil P.A, May Recover Investor Losses – Kevin James Farrow Fired by SunTrust Investment Services, Inc. From 2011 until Kevin Farrow’s firing in 2015, Kevin Farrow was licensed with SunTrust Investment Services, Inc. Kevin Farrow is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Kevin Farrow was fired by SunTrust Investment Services, Inc. on July 22, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Elaina Garvin Formerly Licensed with Wells Fargo Advisors, LLC  From 2008 until Elaina Garvin’s resignation in 2012, Elaina Garvin was licensed with Wells Fargo Advisors, LLC. Elaina Garvin is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA’s records, Elaina Garvin resigned from Wells Fargo Advisors, LLC on July 24, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Michael John Graham Firing by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2006 until Michael Graham’s firing in 2015, Michael Graham was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael Graham is now licensed with Raymond James Financial Services, Inc.  According to FINRA’s records, Michael Graham was fired by …

Goodman & Nekvasil P.A, May Recover Investor Losses | Jesse Griffin – Arbitration Claims Filed Involving Financial Advisor Jesse Griffin  Jesse Griffin CRD #1165095 Since July 2016, Jesse Griffin Jr. has been licensed with Newbridge Securities Corporation, Jesse Griffin Jr.  was previously licensed with VSR Financial Services, Inc. FINRA reports that five arbitration claims were filed during Jesse Griffin Jr. ’s …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Carmine Capone Suspended from Securities Industry Carmine Capone has been licensed with The GMS Group, LLC since November 1988. Carmine Capone was suspended from the securities and investment banking industry in all principal capacities for 30-days and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) in October 2015. Carmine Capone …

Goodman & Nekvasil P.A, May Recover Investor Losses – Nicholas Sabellico Discharged by JPMorgan Chase Bank From 2012 until Nicholas Sabellico’s firing in 2013, Nicholas Sabellico was licensed with J.P. Morgan Securities, LLC. From 2010 to 2012 Nicholas Sabellico was licensed with Chase Investment Services Corp. Nicholas Sabellico is now licensed with  Laidlaw & Company (UK) Ltd. According to FINRA’s records, …

Ronald Clark – Financial Advisor Ronald Clark Suspended from Securities Industry | Goodman & Nekvasil P.A, May Recover Your Investment Losses Ronald Clark CRD #1086724 Ronald Clark has been licensed with Summit Brokerage Services, Inc. since March 2009. Ronald Clark was suspended for 15-days and fined $5,000 by the Financial Industry Regulatory Authority (FINRA) in July 2011. Ronald Clark consented to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Manuel Calero Gonzalez De Cosio Licensed with VectorGlobal WMG, Inc.  Since July 2017, Manuel Calero Gonzalez De Cosio has been licensed with VectorGlobal WMG, Inc. Manuel Calero Gonzalez De Cosio was previously licensed with Wells Fargo Advisors, LLC (2014-2016) and VectorGlobal WMG, Inc. (2012-2014). FINRA reports that an arbitration claim has been …

Bill Byrd – Arbitration Claims Filed Involving Financial Advisor/Broker Bill Byrd | Goodman & Nekvasil, P.A. May Recover Investor Losses Bill Byrd  CRD #1334634 From 2001 to 2016, Bill Byrd was licensed with Transamerica Financial Advisors, Inc. Bill Byrd subsequently licensed with Invest Financial Corporation, and is now licensed with Capital Financial Services, Inc. FINRA reports that two arbitration claims …