Goodman & Nekvasil P.A., May Recover Investor Losses – Stuart Quinn Hoshide Licensed with First Allied Securities, Inc.
Since 2008, Stuart Hoshide has been licensed with First Allied Securities, Inc. FINRA reports that four complaints and/or arbitration claims were filed involving Stuart Hoshide’s conduct with First Allied Securities, Inc. alleging unsuitable investments, breach of fiduciary duty, breach of contract, unauthorized trading, violations of securities laws, fraud and/or negligent misrepresentation. These complaints and/or arbitration claims involving Stuart Hoshide’s conduct were settled, with the two largest complaints and/or arbitration claims settling for $225,000 and $199,000.
FINRA also reports ten (10) outstanding judgments/liens against Stuart Hoshide, nine of which were filed by the IRS.
If you lost any money on investments with Stuart Hoshide, you may be able to recover your losses from First Allied Securities, Inc. This is because First Allied Securities, Inc. had a duty to supervise Stuart Hoshide.
If you lost money on investments with Stuart Hoshide and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against First Allied Securities, Inc. concerning Stuart Hoshide’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Stuart Hoshide and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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