Goodman & Nekvasil P.A., May Recover Investor Losses – Karyn Soroa Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated
From 2011 until Karyn Soroa’s resignation in 2017, Karyn Soroa was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karyn Soroa is now licensed with Bolton Global Capital. According to FINRA’s records, Karyn Soroa resigned from from Merrill Lynch, Pierce, Fenner & Smith Incorporated on May 26, 2017. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Karyn Soroa’s termination related to allegations that Karyn Soroa entered inaccurate information on account opening documents.
If you lost any money on investments with Karyn Soroa while Karyn Soroa was employed Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Bolton Global Capital, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Bolton Global Capital. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bolton Global Capital had a duty to supervise Karyn Soroa.
If you lost money on investments with Karyn Soroa and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Bolton Global Capital concerning Karyn Soroa’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Karyn Soroa and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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