Lorenzo Esteva Fired by UBS Financial Services, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Lorenzo Esteva Fired by UBS Financial Services, Inc. From 2015 until Lorenzo Esteva’s firing in 2017, Lorenzo Esteva was licensed with UBS Financial Services, Inc. Lorenzo Esteva was previously licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Lorenzo Esteva was fired by UBS Financial Services, Inc. on …

Brant Andrew Ray, Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Brant Andrew Ray, Suspended from Securities Industry Brant Ray was formerly licensed with Cetera Advisors, LLC, Commonwealth Financial Network, and Wells Fargo Advisors, LLC. Brant Ray was suspended from the securities and investment banking industry for 18 months and fined $10,000 by the Financial Industry Regulatory Authority (FINRA). FINRA reports that …

Anthony Diaz Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Anthony Diaz Barred from Securities Industry Anthony Diaz was formerly licensed with IBN Financial Services, Inc., Sandlapper Securities, LLC, and International Financial Solutions, Inc. Anthony Diaz was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 27, 2015. FINRA reports that Anthony Diaz consented …

Dennis Coral Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments

Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments – Dennis Coral Suspended from Securities Industry  Dennis Coral has been licensed with International Assets Advisory, LLC since March 2017. Dennis Coral was formerly licensed with Kovack Securities, Inc., SunTrust Investment Services, Inc. and Morgan Stanley. Dennis Coral was suspended from the securities and …

SAVIENT PHARMACEUTICALS, INC. ALERT: SAVIENT PHARMACEUTICALS, INC. BANKRUPTCY – GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES

Goodman & Nekvasil, P.A., Recovering Investor Losses – Savient Pharmaceuticals, Inc. Alert: Savient Pharmaceuticals, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Savient Pharmaceuticals, Inc.   On August 14, 2013, Savient Pharmaceuticals, Inc. said in …

Brian Andrew Bond Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Brian Andrew Bond Barred from Securities Industry Brian Bond was formerly licensed with Newbridge Securities Corporation from 2006 to 2012.  Brian Bond was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 22, 2013. FINRA reports that pursuant to FINRA Rule 9552(H) and …

Kevin Wanner – Financial Advisor Kevin Wanner Fired by Questar Capital Corporation

Goodman & Nekvasil P.A, May Recover Investor Losses | Kevin Wanner – Financial Advisor Kevin Wanner Fired by Questar Capital Corporation Kevin Wanner CRD #1402627 From 2012 until Kevin Wanner’s firing in 2015, Kevin Wanner was licensed with Questar Capital Corporation. Kevin Wanner was previously licensed with Woodbury Financial Services, Inc. According to FINRA’s records, Kevin Wanner was fired by Questar …

Leon Vaccarelli, Financial Advisor Leon Vaccarelli Discharged from Firm

Leon Vaccarelli, Financial Advisor Leon Vaccarelli Discharged from Firm | Goodman & Nekvasil P.A, May Recover Investor Losses  Leon Vaccarelli, CRD #3227636 Key Points: -Financial Advisor Leon Vaccarelli convicted of Fraud Charges -Leon Vaccarelli was previously licensed with The Investment Center, Inc. -Arbitration claims filed against Leon Vaccarelli In May 2018, former financial advisor Leon Vaccarelli was charged with 12 counts of …

Jeffrey Delone Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Jeffrey Delone Suspended from Securities Industry Jeffrey Delone was suspended from the securities and investment banking industry for 6-months and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) in August 2017. Jeffrey Delone was formerly licensed with FSC Securities Corporation from 2007 to 2017. Jeffrey Delone consented to findings that …

Sonya Camarco – Financial Discharged Sony Camarco Discharged from LPL Financial LLC

Sonya Camarco Discharged from LPL Financial LLC | Goodman & Nekvasil, P.A., May Recover Investment Losses  Sony Camarco CRD #2427529 From 2004 until Sonya Camarco’s firing in 2017, Sonya Camarco was licensed with LPL Financial LLC. According to FINRA’s records, Sonya Camarco was discharged by LPL Financial LLC on August 9, 2017. LPL Financial LLC reported to FINRA that Sonya Camarco …