Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and/or Other Investments | Mark Francis Rogers (Buck Rogers), Financial Advisor Found Jointly and Severally Liable Buck Rogers has been licensed with Wells Fargo Clearing Services, LLC since 2010. FINRA reports that an arbitration claim was filed involving Buck Rogers’ conduct while licensed with Wells Fargo Clearing Services, alleging …

Steven Knuttila, Financial Advisor Steven Knuttila Fired by Questar Capital Corporation | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Knuttila CRD #3039112 From 2006 until Steven Knuttila’s discharge in 2012, Steven Knuttila was licensed with Questar Capital Corporation. Steven Knuttila is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Steven Knuttila was discharged from Questar Capital …

Goodman & Nekvasil P.A., May Recover Investor Losses | Steven F. Coffey (Steve Coffey) , Formerly Licensed with American Portfolios Financial Services, Inc. Barred from Securities Industry Steve Coffey was a licensed financial advisor with American Portfolios Financial Services, Inc. from 2017 to 2018. Steve Coffey was barred from the securities and investment banking industry on July 16, 2018. FINRA reports …

Peter Kim – Financial Advisor Peter Kim Barred by FINRA | Goodman and Nekvasil May Recover Investors Losses Peter Kim CRD #3106647 FINRA reports that Peter Kim was barred from the securities industry on January 14, 2015. FINRA reports that Peter Kim consented to the sanctions and entry of findings that Peter Kim converted approximately $200,000 for his own use and …

Goodman and Nekvasil May Recover Investors Losses | Allan Corby, Financial Advisor Suspended by FINRA  FINRA reports that on January 13, 2015, that Allan Corby was suspended and fined resulting from the following allegation: Allan Corby consented to the sanctions and to the entry of findings that Allan Corby failed to provide written notice to Allan Corby’s member firm that Allan …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Investors in Valeant Pharmaceuticals May Have Arbitration Claims  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments such as Valeant Pharmaceuticals. According to a CNBC report in May 2018, …

Goodman & Nekvasil, P.A., May Recover Investor Losses | CNL Lifestyle Properties, Inc.  Non-Traded REITs are risky and complicated investments. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments. According to publicly availabe information, CNL Lifestyle Properties, Inc. …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Investors in Jawbone May Have Arbitration Claims  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments such as Jawbone. The Verge, has independently confirmed that Jawbone has begun liquidation …

Tasman Metals LTD, Investigating Potential Arbitration Claims | Goodman & Nekvasil, P.A., May Recover Investor Losses  According to Edgar, Tasman Metals LTD is a Regulation D private placement investment. Investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range …

Goodman & Nekvasil, P.A. May Recover Investor Losses | Robert Lansing Hicks (Lance Hicks), Suspended from Securities Industry Robert Hicks was licensed with Finance 500, Inc. from 1982 through 2015. FINRA reports that Lance Hicks was suspended from the securities industry for 9 months in 2015. According to FINRA, Lance Hicks consented to the sanctions and to the entry of findings that …