Goodman & Nekvasil P.A., May Recover Investor Losses | Kristian Gaudet, Financial Advisor Under Investigation by FINRA
Kristian Gaudet was licensed with Ameritas Investment Corp. from 2003 to 2018. FINRA reports that it is reviewing the 4530 filed including suspicions that Kristian Gaudet was involved in fraudulent activities. FINRA reports that this investigation is pending.
Ameritas Investment Corp. reported to FINRA that Kristian Gaudet was discharged on December 10, 2018. Ameritas Investment Corp. reported to FINRA that Kristian Gaudet was using client funds for personal use.
If you lost money on investments with Kristian Gaudet and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameritas Investment Corp. concerning Kristian Gaudet’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kristian Gaudet and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.