Goodman & Nekvasil P.A., May Recover Investor Losses | James Marino – James Vincent Marino, Financial Advisor Under Investigation by FINRA
James Marino was licensed with Edward Jones from 2013 to 2016 in Pompano Beach, Florida. FINRA reports that James Marino was barred from the securities and investment banking industry on August 4, 2017. FINRA reports that James Marino consented to the sanction and to the entry of findings that James Marino refused to appear for on-the-record testimony as requested by FINRA in connection with FINRA’s investigation into allegations against James Marino related to his acceptance of gifts totaling approximately $20,500 from James Marin member firm’s client and use of the client’s credit card for his own benefit in the amount of approximately $6,700.
FINRA reports that a complaint was filed involving James Marino’s conduct with Edward Jones, alleging James Marino stole money from the client. FINRA reports that this this complaint was settled for $600,000.
Edward Jones reported to FINRA that James Marino was discharged on October 25, 2016.
If you lost money on investments with James Marino and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Edward Jones concerning James Marino’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Marino and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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