Goodman & Nekvasil P.A., May Recover Investor Losses | Clifford C Vatter III (Clifford Vatter), Financial Advisor Ordered to Cease Participation in the Securities Industry in the Commonwealth of Kentucky for Ten Years Clifford Vatter was licensed with Raymond James & Associates, Inc. from 2013 to 2017. The State of Kentucky reported to FINRA that on 8/7/18, Clifford Vatter was ordered …
Peter Chris Marketos (Peter Marketos), Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Peter Chris Marketos (Peter Marketos), Financial Advisor Suspended from Securities Industry Peter Marketos has been licensed with Cantella & Co., Inc., Raymond James & Associates, Inc. and Oppenheimer & Co. Inc. FINRA reports that Peter Marketos was suspended from the securities and investment banking industry on 1/7/19. FINRA reports that Peter Marketos …
Robert Jamison II (Robert Jamison), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Robert Jamison II (Robert Jamison), Financial Advisor Barred from Securities Industry Robert Jamison was previously licensed with PNC Investments, Independent Financial Group, LLC, IFS Securities and Pruco Securities, LLC. Robert Jamison was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 13, 2018. FINRA …
Goodman & Nekvasil, P.A. May Recover Investor Losses | First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy
First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victmized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including First Capital Real Estate Trust. According to several sources, a number …
First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses | First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victmized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including First Capital Real Estate Trust. According to several sources, a …
Michael Murphy Hurtgen (Michael Hurtgen), Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Michael Murphy Hurtgen (Michael Hurtgen), Financial Advisor Suspended from Securities Industry Michael Hurtgen has been licensed with Cetera Advisor Networks, LLC, Girard Securities, Inc. and Raymond James Financial Services, Inc. FINRA reports that Michael Hurtgen was suspended from the securities and investment banking industry on 4/2/18. FINRA reports that Michael Hurtgen consented …
Ami Forte , Financial Advisor Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Ami Forte , Financial Advisor Named in FINRA Complaint Ami Forte, Ami Kathryn Forte CRD # 2457536 Ami Forte was a previously licensed financial advisor with Pinnacle Investments, LLC and Morgan Stanley. FINRA reports that Ami Forte was named a respondent in a FINRA complaint alleging that Ami Forte, and an employee …
Marc Allen Miller II (Marc Miller), Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses | Marc Allen Miller II (Marc Miller), Arbitration Claim Filed Involving Financial Advisor Marc Miller has been licensed with Raymond James & Associates, Inc. since 2013. FINRA reports that an arbitration claim was filed involving Marc Miller’s conduct with Raymond James & Associates, Inc., alleging breach of contract, negligence, gross negligence, intentional and …
Ron Jason Ison (Ron Ison), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Ron Jason Ison (Ron Ison), Financial Advisor Barred from Securities Industry Ron Ison was a formerly licensed financial advisor with Buckman, Buckman & Reid, Inc. FINRA reports that Ron Ison was barred from the securities industry on April 13, 2018. FINRA reports that Ron Ison consented to the sanction and to the …
Matthew Earl Peregoy (Matt Peregoy), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Matthew Earl Peregoy (Matt Peregoy), Financial Advisor Barred from Securities Industry Matt Peregoy was licensed with Investors Capital Corp. from 2006 to 2016. FINRA reports that Matt Peregoy was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 16, 2018. FINRA reports that Matt …