Goodman & Nekvasil, P.A. May Recover Investor Losses | Marc Allen Miller II (Marc Miller), Arbitration Claim Filed Involving Financial Advisor
Marc Miller has been licensed with Raymond James & Associates, Inc. since 2013. FINRA reports that an arbitration claim was filed involving Marc Miller’s conduct with Raymond James & Associates, Inc., alleging breach of contract, negligence, gross negligence, intentional and negligent misrepresentations and omissions of material facts, failure to disclose, negligent supervision, respondeat superior, breach of the duty of good faith and fair dealing, professional negligence, failure to investigate, fraudulent concealment, failure to perform due diligence, unfair business practices, fraud and deceit. This arbitration claim is currently pending and seeks $492,158 in damages.
If you invested with Marc Miller, you may be able to recover your losses from Raymond James & Associates, Inc. This is because Raymond James & Associates, Inc. had a duty to supervise their agents.
If you invested with Marc Miller and would like to discuss the possibility of your retaining our firm to represent you in an arbitration action. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you invested with Marc Miller and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis) please contact us.