Goodman & Nekvasil P.A., May Recover Investor Losses | Todd Seeholzer, Financial Advisor Discharged from Allegis Investment Services From 2014 until Todd Seeholzer’s discharge in 2017, Todd Seeholzer was licensed with Allegis Investment Services, LLC. Todd Seeholzer was previously licensed with Signator Financial Services, Inc. According to FINRA’s records, Todd Seeholzer was discharged from Allegis Investment Services, LLC on December 13, …
Richard Edward Holliday (Richard Holliday), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Richard Edward Holliday (Richard Holliday), Financial Advisor Barred from Securities Industry From 2012 until Richard Holliday’s discharge in 2014, Richard Holliday worked for The Investment Center, Inc. Richard Holliday previously worked for Spire Securities, LLC. According to FINRA’s records, Richard Holliday was discharged from The Investment Center, Inc. on January 24, 2014. …
White Eagle Asset Portfolio, LP Files for Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses | White Eagle Asset Portfolio, LP Files for Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including White Eagle Asset Portfolio, LP Even though high yield or junk bonds, …
Wendy Feldman, Financial Advisor Involved in Arbitration Claim | Goodman & Nekvasil P.A., May Recover Investor Losses on NQ Mobile and/or Other Investments
Goodman & Nekvasil P.A., May Recover Investor Losses on NQ Mobile and/or Other Investments | Wendy Feldman, Financial Advisor Involved in Arbitration Claim From 2008 until Wendy Feldman’s firing in 2016, Wendy Feldman was licensed with Morgan Stanley in Washington, DC. Wendy Feldman is now licensed with H. Beck, Inc. According to FINRA’s records, Wendy Feldman was discharged from Morgan Stanley …
Lorraine Annette Conaway (Lorraine Conaway) Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Lorraine Annette Conaway (Lorraine Conaway) Financial Advisor Suspended from Securities Industry From 2015 until Lorraine Conaway’s firing in 2016, Lorraine Conaway worked for USA Financial Securities Corporation. Lorraine Conaway previously worked for J.P. Turner & Company, L.L.C. According to FINRA’s records, Lorraine Conaway was fired by USA Financial Securities Corporation on May …
David Hohmann – Financial Advisor David Hohmann Fired by Morgan Stanley
Goodman & Nekvasil P.A., May Recover Investor Losses | David Hohmann – Financial Advisor David Hohmann Fired by Morgan Stanley David Hohmann CRD #1714190 From 2009 until David Hohmann’s discharge in 2015, David Hohmann was licensed with Morgan Stanley. David Hohmann is now licensed with H. Beck, Inc. According to FINRA’s records, David Hohmann wasdischarged from Morgan Stanley on November …
Josh Abernathy – Financial Advisor Josh Abernathy Barred from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Josh Abernathy – Financial Advisor Josh Abernathy Barred from Securities Industry Josh Abernathy was licensed with The O.N. Equity Sales Company from 2013 to 2014. Josh Abernathy was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on February 24, 2015. FINRA reports that Josh Abernathy …
Timothy Yee – Financial Advisor Timothy Yee Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Timothy Yee – Financial Advisor Timothy Yee Suspended from Securities Industry Timothy Yee CRD #2492578 From 2014 until Timothy Yee’s firing in 2015, Timothy Yee worked for LPL Financial LLC. Timothy Yee was previously licensed with SII Investments, Inc. Timothy Yee is now licensed with Independent Financial Group, LLC. According to FINRA’s …
Manuel Angel Mejia Gomez (Manuel Gomez) Suspended from Securities Industry and Terminated by Popular Securities, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Manuel Angel Mejia Gomez (Manuel Gomez) Suspended from Securities Industry and Terminated by Popular Securities, LLC From 2006 until Manuel Gomez’ termination in January 2015, Manuel Gomez worked for Popular Securities, LLC. According to FINRA’s records, Manuel Gomez was terminated by Popular Securities, LLC on January 17, 2015. Popular Securities, LLC reported …
Brandon Stimpson, Financial Advisor Discharged From Allegis Investment Advisors
Brandon Stimpson, Financial Advisor Discharged From Allegis Investment Advisors | Goodman & Nekvasil P.A., May Recover Investment Losses Brandon Stimpson CRD #4299623 From 2014 until Brandon Stimpson’s discharge in 2017, Brandon Stimpson was licensed with Allegis Investment Advisors in North Logan, Utah. Brandon Stimpson previously licensed with Signator Financial Services, Inc. According to FINRA’s records, Brandon Stimpson was discharged from Allegis …

