Lisa Lowi – Financial Advisor Lisa Lowi Barred from Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses Lisa Lowi CRD #1347790 From 2015 until 2016, Lisa Lowi was licensed with Janney Montgomery Scott LLC. Lisa Lowi was previously licensed with RBC Capital Markets, LLC. FINRA brought a disciplinary action against Lisa Lowi in 2017. Lisa Lowi consented to …

Goodman & Nekvasil P.A, May Recover Investor Losses | Charles Alan Correal (Chuck Correal), Arbitration Claim Filed Involving Financial Advisor  From 2009 until 2016, Chuck Correal was licensed with Morgan Stanley. Chuck Correal is now licensed with Harvest Financial Corporation. FINRA reports that a claim was filed alleging sales practice violations against Chuck Correal. The claim alleged inter alia, that the …

Goodman & Nekvasil P.A, May Recover Investor Losses | James Kennedy, Suspended from Securities Industry and Fired by Securities America, Inc. From 2015 until James Kennedy’s firing in 2017, James Kennedy worked for Securities America, Inc. James Kennedy previously worked for Saxony Securities, Inc. According to FINRA records James Kennedy was fired on November 9, 2017. Securities America, Inc. reported to …

Goodman & Nekvasil P.A, May Recover Investor Losses | Charles Lundell, Suspended from Securities Industry and Fired by First Allied Securities, Inc. From 2008 until Charles Lundell’s discharge 2017, Charles Lundell worked for First Allied Securities, Inc. According to FINRA records, Charles Lundell was fired on March 1, 2017. First Allied Securities, Inc. reported to FINRA that Charles Lundell was fired …

Goodman & Nekvasil P.A, May Recover Investor Losses | Victor Michel, Financial Advisor Barred from Securities Industry and Fired by Financial West Group From 2011 until 2012 and again from 2014 until Victor Michel’s discharge in 2016, Victor Michel was licensed with Financial West Group. Victor Michel was also licensed with Securities America, Inc. According to FINRA records Victor Michel was …

Goodman & Nekvasil P.A, May Recover Investor Losses | Brian Travers, Financial Advisor Brian Travers Barred from Securities Brian Travers CRD #4767891 From 2013 until Brian Travers’s firing in 2017, Brian Travers worked for MML Investors Services, LLC. Brian Travers also worked for Lincoln Financial Advisors Corporation. According to FINRA’s records, Brian Travers was fired by MML Investors Services, LLC on …

Goodman & Nekvasil P.A, May Recover Investor Losses | Walter Marino, Financial Advisor Suspended from Securities Industry From 2015 until Walter Marino’s discharge in 2016, Walter Marino was licensed with Lincoln Investment. Walter Marino was also licensed with Benjamin Securities, Inc. and previously worked for Planmember Securities Corporation and Legend Equities Corporation. According to FINRA’s records, Walter Marino was fired by …

Donald MacCord, Shannon Doyle and Digi Outdoor Media, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses In 2017, the SEC filed a complaint against Donald MacCord, Shannon Doyle and Digi Outdoor Media, Inc. The SEC alleged that Donald MacCord and Shannon Doyle raised approximately $4.5 million from more than 60 investors in a fraudulent securities offering by defendant Digi Outdoor …

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities | Cary Edward Scheer (Cary Scheer) Arbitration Claim Filed Involving Financial Advisor  From 2016 until Cary Scheer’s firing in 2018, Cary Scheer was licensed with Securities America, Inc. Cary Scheer was previously licensed with Girard Securities, Inc. According to FINRA’s records, Cary Scheer was discharged from Securities America, Inc. on …

Goodman & Nekvasil P.A., May Recover Investor Losses | Justin DeStefano, Financial Advisor Suspended from Securities Industry CRD #4926924 From 2009 until Justin DeStefano’s discharge in 2014, Justin DeStefano was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Justin DeStefano was subsequently licensed with Securities America, Inc.  According to FINRA’s records, Justin DeStefano was discharged from Merrill Lynch, Pierce, Fenner …