Bill Riley, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses
Bill Riley CRD #1493287
Bill Riley was a formerly licensed financial advisor with Silver Oak Securities, Inc. from 2010 to 2018. Silver Oak Securities, Inc. reported to FINRA that an arbitration claim was filed involving Bill Riley’s conduct alleging suitability and breach of fiduciary duty. This arbitration claim is currently pending and seeks $600,000 in damages.
Silver Oak Securities, Inc. reported to FINRA that Bill Riley was permitted to resign on June 19, 2018. Silver Oak Securities, Inc. reported to FINRA that Bill Riley allegedly failed to submit websites for review and approval prior to first use as required by firm policy.
If you lost money on investments with Bill Riley and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Silver Oak Securities, Inc. concerning Bill Riley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bill Riley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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