Goodman and Nekvasil May Recover Investor Losses | Lance Ziesemer, Financial Advisor Barred by FINRA  Lance Ziesemer was licensed with Feltl & Company from 2007 to 2016. FINRA reports that Lance Ziesemer was barred from the securities and investment banking industry in September 2016.  FINRA reports that Lance Ziesemer failed to respond to FINRA request information. FINRA reports that Lance Ziesemer …

Goodman and Nekvasil May Recover Investors Losses | Timothy Francis Dufresne (Timothy Dufresne), Financial Advisor Barred by FINRA  Timothy Dufresne was licensed with Sagepoint Financial, Inc. from 2008 to 2016. Reported by FINRA on April 8, 2016, Timothy Dufresne, was barred from association with any FINRA member in any capacity indefinitely. FINRA reports that Timothy Dufresne consented to the sanctions and …

Peyton Jackson – Financial Advisor Peyton Jackson Barred by FINRA | Goodman and Nekvasil May Recover Investors Losses  Peyton Jackson CRD #1988387 Peyton Jackson was licensed with Alexander Capital, L.P. from 2012 to 2015. FINRA reports that Peyton Jackson, was barred from the securities industry in September 2017. FINRA reports, Peyton Jackson was named a respondent in a FINRA complaint that …

Goodman and Nekvasil May Recover Investors Losses | Apostolos Nicholas Papadea (Nicholas Papadea), Financial Advisor Suspended from Securities Industry  FINRA reports that Apostolos Nicholas Papadea (Nicholas Papadea) was a registered representative with Wells Fargo Advisors, LLC from 2011 to 2015. Reported by FINRA April 19, 2016, Nicholas Papadea was suspended from association with any FINRA member in any capacity for 20 …

Goodman and Nekvasil May Recover Investors Losses | Michel Rene Lavelanet (Michel Lavelanet), Financial Advisor Suspended by FINRA  FINRA reports that Michel Lavelanet was licensed with Woodstock Financial Group, Inc. from 1998 to 2015. FINRA reports that Michel Lavelanet, was suspended from association with any FINRA member in any capacity for six months on May 23, 2016. FINRA reports that Michel …

Goodman & Nekvasil, P.A. May Recover Investor Losses | LBI Media, Inc. Files for Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including LBI Media, Inc. According to the LBI Media, Inc. bankruptcy docket report, customers …

Goodman and Nekvasil May Recover Investors Losses | Kenneth Lynn Miller (Kenneth Miller), Financial Advisor Barred by FINRA  Reported by FINRA on March 30, 2016, Kenneth Miller, was barred from association with any FINRA member in any capacity indefinitely. FINRA reports that Kenneth Miller consented to the sanction and to the entry of findings that Kenneth Miller failed to provide documents …

Goodman and Nekvasil May Recover Investors Losses | Kevin Kuhlow – Financial Advisor Kevin Kuhlow Barred by FINRA Kevin Kuhlow CRD #1993792 Kevin Kuhlow was licensed with LPL Financial LLC from 2005 to 2016. Reported by FINRA on March 16, 2016, Kevin Kuhlow was barred from association with any FINRA member in any capacity indefinitely. According to FINRA, without admitting or …

Goodman and Nekvasil May Recover Investor Losses | Lance E Slater (Lance Slater), Financial Advisor Barred by FINRA  Lance Slater was previously licensed with UBS Financial Services, Inc. and Morgan Stanley. FINRA reports that Lance Slater was barred from association with any FINRA member in any capacity indefinitely on March 18, 2016. Lance Slater consented to the sanctions and to the …

Goodman and Nekvasil May Recover Investors Losses | Dan Jon Carpenter (Dan Carpenter), Financial Advisor Barred by FINRA  Dan Carpenter was licensed with Northwestern Mutual Investment Services, LLC from 2004 to 2015. FINRA reports that Dan Carpenter was barred from association with any FINRA member in any capacity indefinitely. According to FINRA, Dan Carpenter consented to the sanction and to the …