Peyton Jackson – Financial Advisor Peyton Jackson Barred by FINRA

Peyton Jackson – Financial Advisor Peyton Jackson Barred by FINRA | Goodman and Nekvasil May Recover Investors Losses 

Peyton Jackson CRD #1988387

Peyton Jackson was licensed with Alexander Capital, L.P. from 2012 to 2015. FINRA reports that Peyton Jackson, was barred from the securities industry in September 2017. FINRA reports, Peyton Jackson was named a respondent in a FINRA complaint that Peyton Jackson failed to provide questionnaires, documents and on-the-record testimony requested by FINRA as a part of its investigation into his potential misconduct. The complaint alleges that FINRA was investigating allegations by several former customers of Peyton Jackson’s that filed Statements of Claim against him and his member firms, alleging unsuitable sale, fraud, negligent misrepresentation, breach of fiduciary duty and breach of contract.

FINRA reports that 3 arbitration claims have been filed involving Peyton Jackson’s conduct with Alexander Capital, LP. These claims allege breach of fiduciary duty, unsuitability, fraud and/or other allegations. One of these arbitration claims alleges damages in excess of $700,000.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment with Peyton Nelson Jackson, you may be able to recover your losses from Alexander Capital, L.P. This is because Alexander Capital L.P. had a duty to supervise Peyton Nelson Jackson. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

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