Goodman & Nekvasil P.A, May Recover Investor Losses | Dartanian VJ Sanders (Dartanian Sanders), Financial Advisor Barred from Securities Industry From 2011 until Dartanian Sanders’s discharge in 2017, Dartanian Sanders was licensed with PFS Investments Inc. According to FINRA records, Dartanian Sanders was discharged on January 20, 2017. PFS Investments Inc. reported to FINRA that Dartanian Sanders was fired after the …

Goodman & Nekvasil P.A, May Recover Investor Losses | Ruben Rodriguez-Dominguez, Arbitration Claim Filed Involving Financial Advisor  From 2009 until 2014, Ruben Rodriguez-Dominguez was licensed with UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. FINRA reports that Ruben Rodriguez-Dominguez was subsequently licensed with Investacorp, Inc. FINRA reports five arbitration claims/complaints were filed alleging sales practice violations against …

Robert Joe Cross Jr (Joey Cross), Barred from Securities Industry | Goodman and Nekvasil May Recover Investors Losses Reported by FINRA on February 2, 2016, Joey Cross was Barred from association with any FINRA member in any capacity indefinitely. According to FINRA, Joey Cross consented to the sanctions and to the entry of findings that Joey Cross failed to appear …

Brian Lewis Pittman (Brian Pittman), Financial Advisor Suspended by FINRA | Goodman and Nekvasil May Recover Investors Losses Reported by FINRA on February 2, 2016, Brian Pittman was suspended from association with any FINRA member in any capacity for six months. FINRA reports that Brian Pittman consented to the sanctions and to the entry of findings that he participated in …

Goodman and Nekvasil May Recover Investors Losses | Kristopher B. Smith (Kristopher Smith), Financial Advisor Suspended by FINRA  Reported by FINRA on February 29, 2016, Kristopher Smith was suspended from association with any FINRA member in any capacity for 10 business days. Smith entered into a Letter of Acceptance, Waiver and Consent with the Financial Industry Regulatory Authority (FINRA) Department of …

Julius Kenney – Financial Advisor/Broker Julius Kenney Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Julius Kenney CRD #5500248 According to FINRA on June 12, 2015, Julius Kenney, was barred after allegations that he refused to cooperate or provide requested information to FINRA. The findings stated that FINRA began an investigation into whether Julius Kenney was …

Goodman and Nekvasil May Recover Investors Losses | Michael Peter Trepedino (Michael Trepedino), Financial Advisor Barred by FINRA  According to FINRA on June 16, 2015, Michael Trepedino, was barred after allegations that he refused to cooperate or provide requested information to FINRA. The findings stated that FINRA began an investigation into whether Trepedino was involved in an unreported outside business activity …

Goodman and Nekvasil May Recover Investors Losses | Matthew Edward O’Callaghan (Matthew O’Callaghan), Former Odeon Capital Group Broker, Barred by FINRA  Reported by FINRA on February 25, 2016, Matthew O’Callaghan was barred from association with any FINRA member in any capacity. Matthew O’Callaghan entered into a Letter of Acceptance, Waiver and Consent with the Financial Industry Regulatory Authority (FINRA) Department of …

Goodman & Nekvasil P.A, May Recover Investor Losses | Barry Armstrong, Pending Regulatory Action by Massachusetts Against Financial Advisor  Barry Armstrong CRD #1305112 Since 2007, Barry Armstrong has been licensed with Securities America, Inc. FINRA reports a pending regulatory action from the Commonwealth of Massachusetts Securities Division alleging that Barry Armstrong engaged in a dishonest and misleading radio advertising campaign in …