Goodman and Nekvasil May Recover Investors Losses | Rushton Leigh Ardrey III, Financial Advisor Barred by FINRA
Rushton Ardrey was previously licensed with Wells Fargo Advisors, LLC, Coastal Equities, Inc. and White, Weld & Co. Securities, LLC. Rushton Ardrey was barred from association with any FINRA member in any capacity. FINRA reports that Rushton Ardrey failed to respond to FINRA request for information.
According to Rushton Ardrey’s FINRA Broker Check, on September 10, 2018 an arbitration award was issued in the amount of $103,986 resulting from allegations of unsuitable investments and strategy, negligence and gross negligence, breach of duty, unauthorized trading and churning.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Rushton Ardrey and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.