Morissa Frances Rivo (Morissa Rivo), Financial Advisor Barred from Securities Industry | Goodman and Nekvasil May Recover Investor Losses

Goodman and Nekvasil May Recover Investor Losses | Morissa Frances Rivo (Morissa Rivo), Financial Advisor Barred 

Morissa Rivo was previously licensed with Signator Investors, Inc. and Metlife Securities, Inc. FINRA reports that Morissa Rivo was barred by the Financial Industry Regulatory Authority (FINRA) on January 15, 2016. According to FINRA, Morissa Rivo failed to appear for an, “on-the-record testimony” requested by FINRA during the course of an investigation.

FINRA reports that an arbitration claim was filed alleging that the complainant was tricked into exchanging a Variable Annuity. FINRA reports that this arbitration claim settled for $48,000. FINRA also reports that on July 6, 2015, a complaint alleging unsuitable policy recommendations settled for $68,027.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment  with Morissa Rivo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

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