William Andrew Hightower (Bill Hightower), Financial Advisor Barred by FINRA | Goodman and Nekvasil May Recover Investor Losses

Goodman and Nekvasil May Recover Investor Losses | William Andrew Hightower (Bill Hightower), Financial Advisor Barred by FINRA

Bill Hightower was previously licensed with Legacy Asset Securities, Inc. and UBS Financial Services, Inc. FINRA reports that Bill Hightower was barred from the securities industry on October 7, 2015. According to FINRA, Bill Hightower consented to the sanction and to the entry of findings that Bill Hightower failed to respond fully to a request for documents and information made by FINRA in connection with an investigation into allegations that Bill Hightower, while associated with a FINRA member firm, improperly referred customers to an unapproved private securities transaction. Specifically, Bill Hightower failed to provide, among other things, a list of any customers he referred to the private securities transaction.

FINRA also reports 6 customer complaints from May 2015 through September 2018 against Hightower. Two have been reported settled for a combined amount of $165,000 while four are still pending.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment  with Bill Hightower and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

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