Goodman and Nekvasil May Recover Investors Losses | Kenneth Lynn Miller (Kenneth Miller), Financial Advisor Barred by FINRA
Reported by FINRA on March 30, 2016, Kenneth Miller, was barred from association with any FINRA member in any capacity indefinitely. FINRA reports that Kenneth Miller consented to the sanction and to the entry of findings that Kenneth Miller failed to provide documents and information requested by FINRA during the course of an investigation into allegations that Kenneth Miller misappropriated the funds of retail bank customers.
FTB Advisors, Inc. reported to FINRA that Kenneth Miller was terminated for misappropriation of customer funds for Kenneth Miller’s own use. FTB Advisors, Inc. reported that Kenneth Miller was a dual employee of First Tennessee Bank/FTB Advisors and diverted bank funds for his own use. FTB Advisors, Inc. reported to FINRA that the amount he diverted was $950,000.00 and this took place from 11/23/2015 – 02/09/2016.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Kenneth Miller, you may be able to recover your losses from FTB Advisors, Inc. This is because FTB Advisors, Inc., had a duty to supervise Kenneth Miller. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.