Goodman and Nekvasil May Recover Investors Losses | Michael Babyak Jr, II (Michael Babyak), Financial Advisor Barred from Securities Industry  Michael Babyak was barred from association with any FINRA member in any capacity indefinitely. Michael Babyak entered into a Letter of Acceptance, Waiver and Consent with the Financial Industry Regulatory Authority (FINRA) Department of Enforcement to resolve allegations FINRA made against …

Goodman & Nekvasil P.A., May Recover Investor Losses | Joseph Alan Likens (Joseph Likens), Financial Advisor Barred from Securities Industry  Joseph Likens was a formerly licensed financial advisor with Merrill Lynch. Joseph Likens was barred from the securities and investment banking industry on November 1, 2016. FINRA reports that Joseph Likens failed to respond to FINRA request for information. Merrill Lynch, …

Goodman & Nekvasil P.A., May Recover Investor Losses | Scott Allen Damico (Scott Damico), Financial Advisor Formerly Licensed with Capital One Investing, LLC  Scott Damico was licensed with Capital One Investing, LLC from 2015 to 2016. Scott Damico has also been licensed with Pruco Securities, LLC, Edward Jones and Capital One Investment Services, LLC. FINRA reports that six complaints were filed …

Goodman & Nekvasil P.A. May Recover Investor Losses | Gatekeeper USA, Inc. (GTKP) Penny Stock  Gatekeeper USA, Inc. is a Nevada corporation, located in Lexington Park, Maryland. It is a start-up business with no revenue and holds a license to market and sell a container security monitoring device. Gatekeeper’s stock is a penny stock that trades on the over-the-counter grey market, …

Goodman & Nekvasil P.A., May Recover Investor Losses | John Allen Brown (John Brown), Financial Advisor Barred from Securities Industry  From 2010 until John Brown’s discharge in 2015, John Brown was licensed with LPL Financial LLC. According to FINRA’s records, John Brown was discharged from LPL Financial LLC on May 21, 2015. LPL Financial LLC reported to FINRA that John Brown …

Stephen Winkelman: Financial Advisor Stephen Winkelman Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Winkelman CRD #2223820 From 2013 until Stephen Winkelman’s firing in 2014, Stephen Winkelman was licensed with Independent Financial Group, LLC. According to FINRA’s records, Stephen Winkelman was discharged from Independent Financial Group, LLC on May 22, 2014. Independent Financial Group, …

Goodman & Nekvasil P.A., May Recover Investor Losses | Emil Botvinnik, SEC Alleges Fraud Involving Financial Advisor  Emil Botvinnik was licensed with Worden Capital Management LLC from 2017 to 2018. Emil Botvinnik was previously licensed with SW Financial, Newport Coast Securities, Inc. and Meyers Associates, L.P. FINRA reports that three arbitration claims and/or complaints have been filed involving Emil Botvinnik’s conduct …

Goodman & Nekvasil P.A., May Recover Investor Losses | Heidi Marika Wivolin (Heidi Wivolin) a/k/a Heidi Marika Nieminen Discharged from Next Financial Group, Inc. and Barred from Securities Industry From 2009 until Heidi Wivolin’s discharge in 2014, Heidi Wivolin was licensed with Next Financial Group, Inc. According to FINRA’s records, Heidi Wivolin was discharged from Next Financial Group, Inc. on February …

Goodman & Nekvasil P.A., May Recover Investor Losses | Darin Richard Pastor (Darin Pastor), Financial Advisor Suspended from Securities Industry and Fined by the State of Hawaii From 2013 until Darin Pastor’s resignation in 2014, Darin Pastor was licensed with Chelsea Financial Services. Darin Pastor was previously licensed with LPL Financial LLC and Pruco Securities LLC. Darin Pastor was also licensed …

Goodman & Nekvasil, P.A. May Recover Investor Losses | Angel Medical Systems, Inc. Files for Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Angel Medical Systems, Inc. Even though high yield or junk bonds, notes, …