Vince Santoro – Vincent Santoro, Financial Advisor Barred from Securities Industry

Goodman & Nekvasil P.A., May Recover Investor Losses | Vince Santoro, Financial Advisor Barred from Securities Industry 

Vince Santoro was a previously licensed financial advisor with State Farm VP Management Corp in Lake Mary, FL. FINRA reports that Vince Santoro was barred from the securities and investment banking industry in April 2018.

ACCORDING TO FINRA:  Vince Santoro consented to the sanction and to the entry of findings that that Vince Santoro refused to appear for FINRA on-the-record testimony in connection with its investigation into allegations regarding Vince Santoro’s involvement in private securities transactions and/or outside business activities.

If you lost any money on investments with Vince Santoro, you may be able to recover your losses. If you lost money on investments with Vince Santoro and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Vince Santoro’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Vince Santoro and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  


Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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