Kevin Kuhlow – Financial Advisor Kevin Kuhlow Barred by FINRA

Goodman and Nekvasil May Recover Investors Losses | Kevin Kuhlow – Financial Advisor Kevin Kuhlow Barred by FINRA

Kevin Kuhlow CRD #1993792

Kevin Kuhlow was licensed with LPL Financial LLC from 2005 to 2016. Reported by FINRA on March 16, 2016, Kevin Kuhlow was barred from association with any FINRA member in any capacity indefinitely. According to FINRA, without admitting or denying the findings Kevin Kuhlow consented to the sanctions and to the entry of findings that Kevin Kuhlow failed to provide documents and information requested by FINRA and to appear for on-the-record testimony as requested by FINRA in connection with its investigation into the allegations that Kevin Kuhlow had violated Kevin Kuhlow’s member firm’s policies by directing clients to an unapproved investment.

FINRA shows on August 21, 2017 LPL Financial, LLC, reported the settling of a customer dispute that alleged misappropriation of funds, unsuitable investments, solicitation of claimant to invest in private placement of preferred stock, which was not offered or approved by LPL Financial, and failure to supervise between 2005 and 2015. The claimant alleged damages of $1.5 million and settled for $1.3 million.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment with Kevin Kuhlow, you may be able to recover your losses from LPL Financial, LLC. This is because LPL Financial, LLC, had a duty to supervise Kevin Kuhlow. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Kevin Kuhlow, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Kevin Kuhlow

Contact Us Today!

1 Step 1
FormCraft - WordPress form builder