Jesse Webb – Jesse Lynn Webb, Financial Advisor Allegedly Engaged in Dishonest or Unethical Behavior | Goodman & Nekvasil P.A., May Recover Investor Losses Jesse Webb, Jesse Lynn Webb CRD #2298761 Jesse Webb has been licensed with Oppenheimer & Co. Inc. since 2012. According to the State of Michigan, the Administrator intends to deny the securities agent registration application of …

Debra Bourne, Four Arbitration Claims Pending Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Debra Bourne, Debra Ann Bourne, Debra Collura Bourne, Debra Collura CRD #1352344 Debra Bourne was previously licensed with First Standard Financial, National Securities Corporation and Oppenheimer & Co. Inc. According to Debra Bourne’s CRD, four arbitration claims alleging sales practice violations against Debra …

Daniel Pacheco – Daniel Antonio Pacheco, Customer Disputes Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Pacheco, Daniel Antonio Pacheco CRD #5278626 Daniel Pacheco has been previously licensed with LPL Financial LLC and Suntrust Investment Services, Inc. According to Daniel Pacheco’s CRD, four customer complaints were filed alleging Daniel Pacheco engaged in unauthorized trading …

Thomas Studer – Thomas Leroy Studer, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas Studer, Thomas Leroy Studer CRD #6300308 Thomas Studer was previously licensed with Thrivent Investment Management, Inc. According to FINRA, Thomas Studer was barred from the securities industry in May 2019.  ACCORDING TO FINRA: Thomas Studer refused to appear …

Paul Mante – Arbitration Claims Filed Involving Financial Advisor/Broker Paul Mante​ | Goodman & Nekvasil P.A., May Recover Investor Losses Paul Mante CRD #4911949 Paul Mante has been licensed with The GMS Group, LLC since 2005. According to Paul Mante’s CRD, two arbitration claims were filed alleging misrepresentation of Puerto Rico bonds for the period of May 2014 to December 2017 …

Tony Swart – Anthony Kevin Swart, Financial Advisor Allegedly Engaged in Dishonest or Unethical Behavior | Goodman & Nekvasil P.A., May Recover Investor Losses Tony Swart, Anthony Kevin Swart CRD #2376424 Tony Swart has been licensed with Benjamin F. Edwards & Company, Inc. since 2018. Tony Swart was previously licensed with SunTrust Investment Services, Inc. 2004 to 2018. ACCORDING TO …

Cliff Shirah – Clifford William Shirah Jr., Financial Advisor Allegedly Engaged in Dishonest or Unethical Behavior | Goodman & Nekvasil P.A., May Recover Investor Losses Cliff Shirah, Clifford William Shirah Jr. CRD #2767896 Cliff Shirah has been licensed with IFS Securities since 2018. Cliff Shirah was previously licensed with Proequities, Inc. ACCORDING TO THE STATE OF MICHIGAN: The Administrator intends …

Don Watson – Donald Lee Watson Jr, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Don Watson, Donald Lee Watson CRD #1833707 Don Watson was formerly licensed with The Jeffrey Matthews Financial Group, Stifel Nicolaus and International Assets Advisory in Florida.  According to Don Watson’s CRD, Don Watson was barred from the securities …

Brian Hyun – Brian Sung Hyun, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Hyun, Brian Sung Hyun, Sung Chul Hyun CRD #2714973 Brian Hyun, formerly licensed with RBC Capital Markets, LLC in California. According to Brian Hyun’s CRD, Brian Hyun was suspended from the securities industry in July 2018.  According to …