Gerald Crum, Arbitration Claim Filed Involving Financial Advisor Gerald Crum | Goodman & Nekvasil P.A., May Recover Losses
Gerald Crum CRD #2363691
Gerald Crum has been a licensed financial advisor with UBS Financial Services, Inc. since 2009. According to Gerald Crum’s CRD, an arbitration claim has been filed alleging sales practice violations against Gerald Crum.
Arbitration Claim 07/08/2016: Claimant’s Counsel alleges the over-diversification of the client’s accounts, omissions by failing to disclose certain embedded and other fees associated with the accounts. Counsel further makes allegations regarding breach of fiduciary duty. This arbitration claim was settled for $429,620.
If you lost any money on investments with Gerald Crum, you may be able to recover your losses. If you lost money on investments with Gerald Crum and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gerald Crum’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Gerald Crum and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange