Sam Collaku, Financial Advisor Sam Collaku Barred from Securities Industry by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Sam Collaku a/k/a Saimir Collaku CRD #5969154
Sam Collaku was a formerly licensed financial advisor with National Securities Corporation and Wells Fargo Advisors, LLC. According to Sam Collaku’s CRD, Sam Collaku was barred from the securities industry in February 2016. According to Sam Collaku’s CRD, Sam Collaku failed to respond to FINRA request for information.
According to Sam Collaku’s CRD, an arbitration claim was filed alleging unsuitability, unauthorized trading, fraud, breach of contract, negligent supervision and breach of fiduciary duty. According to Sam Collaku’s CRD, this claim did not settle and proceeded to final hearing. The Arbitrator in this case decided that Sam Collaku is liable and Sam Collaku was ordered to pay Claimant the sum of $97,130.31 in compensatory damages.
If you lost any money on investments with Sam Collaku, you may be able to recover your losses. If you lost money on investments with Sam Collaku and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sam Collaku’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Sam Collaku and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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