Alan Dole, Arbitration Claims Filed Involving Financial Advisor Alan Dole | Goodman & Nekvasil P.A., May Recover Losses
Alan Dole CRD #4904989
Alan Dole has been a licensed financial advisor with Cambridge Investment Research, Inc. since 2011. According to Alan Dole’s CRD, two arbitration claims have been filed.
Arbitration Claim 12/20/2018: Client alleges violation of the Virginia Securities Act, breach of fiduciary duty, negligence, negligent supervision, breach of contract and violation of FINRA rules. This pending arbitration claim seeks $348,366.85 in damages.
Arbitration Claim 12/6/2018: Client alleges violation of the Virginia Securities Act, breach of fiduciary duty, negligence, negligent supervision, breach of contract and violation of FINRA rules. This pending arbitration claim seeks $497,691.76 in damages.
If you lost any money on investments with Alan Dole, you may be able to recover your losses. If you lost money on investments with Alan Dole and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Alan Dole’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Alan Dole and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange