Frank Marino – Frank Thomas Marino, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Frank Marino, Frank Thomas Marino CRD #1828290 Frank Marino formerly licensed with Privex Securities, Inc. and Marv Capital Inc. in California. According to Frank Marino’s CRD, Frank Marino was suspended from the securities industry in August 2018.   According …

Joel Davidman – Joel David Davidman, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joel Davidman, Joel David Davidman CRD #861180 Joel Davidman has been licensed with Stifel, Nicolaus & Company, Incorporated since 2015 in Los Angeles. Joel Davidman was previously licensed with Morgan Stanley. According to Joel Davidman’s CRD, Joel Davidman was fined …

Craig Sherrer, Arbitration Claim Filed Against Financial Advisor Craig Sherrer | Goodman & Nekvasil P.A., May Recover Losses Craig Sherrer, CRD #5972142 Craig Sherrer has been licensed with Janney Montgomery Scott LLC since 2018 in New Jersey. Craig Sherrer was previously licensed with Newbridge Securities Corporation. According to Craig Sherrer’s CRD, an arbitration claim alleging sales practice violations against Craig …

Jim Lunsford – Arbitration Claim Filed Against Financial Advisor Jim Lunsford | Goodman & Nekvasil P.A., May Recover Losses Jim Lunsford aka James Lunsford, Financial Advisor CRD #2222307 Jim Lunsford was formerly licensed with Mid Atlantic Capital Corporation from 2004 to 2015 in California. According to Jim Lunsford’s CRD, an arbitration claim alleging sales practice violations against Jim Lunsford is …

James Anderson, Financial Advisor James Anderson Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses James Anderson, James F. Anderson CRD #4803514 James Anderson was formerly licensed with Ameritas Investment Corp. from 2004 to 2019 in South Dakota. According to FINRA, James Anderson was barred from the securities industry by FINRA in June 2019. According to FINRA, James …

Max Pett – Raymond Max Pett, Eight Customer Disputes Settled Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Max Pett, Raymond Max Pett CRD #2357041 Max Pett has been licensed with Corecap Investments, Inc. since 2012. According to Max Pett’s CRD, eight customer disputes alleging sales practice violations against Max Pett have been settled. According to …

Bryan Braman – Bryan Evan Braman, Financial Advisor Allegedly Engaged in Dishonest or Unethical Behavior | Goodman & Nekvasil P.A., May Recover Investor Losses Bryan Braman, Bryan Evan Braman CRD #5701035 Bryan Braman was previously licensed with CFD Investments, Inc. and Fifth Third Securities, Inc.  ACCORDING TO THE STATE OF MICHIGAN: The Administrator intends to deny the securities agent and …

Robert High – Financial Advisor/Broker Robert High Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert High, CRD# 4568165 Robert High was a formerly licensed financial advisor with First Financial Equity Corporation. FINRA reports that Robert High was barred from the securities industry in June 2019.      According to FINRA: Robert High failed to respond …

Phil Nalesnik – Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Phil Nalesnik, CRD #4561380 Philip Nalesnik was previously licensed with LPL Financial LLC. According to Phil Nalesnik’s CRD, Phil Nalesnik was barred from the securities industry in May 2019.  ACCORDING TO FINRA: Phil Nalesnik consented to the sanction and to the entry of …

ASI Healthcare Capital Partners, LP, Ordered to Cease and Desist by State of Michigan | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE STATE OF MICHIGAN ASI Healthcare Capital Partners, LP is a Delaware-organized limited partnership headquartered in Colorado Springs, Colorado. Respondent is not registered in any capacity pursuant to the Securities Act, nor has it registered …