Robert Howard, Financial Advisor Robert Howard Discharged from Raymond James | Goodman & Nekvasil P.A., May Recover Investor Losses
Robert Howard a/k/a Robert Sean Howard CRD #2201547
Robert Howard is a currently licensed financial advisor with Wedbush Securities, Inc. Robert Howard was previously licensed with Raymond James & Associates, Inc. According to Robert Howard’s CRD, Robert Howard was discharged from Raymond James & Associates, Inc. in January 2019. According to Robert Howard’s CRD, Robert Howard’s UIT trading activity was allegedly inconsistent with the design of a UIT as a “hold to maturity” product. His clients allegedly regularly sold UIT positions prior to the UIT maturity date, but Robert Howard allegedly did not always disclose to clients the compounding effect on UIT fees of early terminations and new purchases.
If you lost money on investments with Robert Howard and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Robert Howard’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Howard and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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