Ramone Knight – Financial Advisor/Broker Ramone Knight Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ramone Knight CRD #5265446 Ramone Knight was a previously licensed financial advisor with NYLife Securities LLC. According to Ramone Knight’s CRD, Ramone Knight was barred from the securities industry in October 2019. According to FINRA Allegations:   Ramone Knight consented to …

Jefferey Dyra – Financial Advisor/Broker Jefferey Dyra Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jefferey Dyra CRD #6785909 Jefferey Dyra was a previously licensed financial advisor with Bankers Life Securities, Inc. According to Jefferey Dyra’s CRD, Jefferey Dyra was barred from the securities industry in October 2019. According to FINRA Allegations:   Jefferey Dyra consented …

Donna Pitts – Financial Advisor/Broker Donna Pitts Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Donna Pitts CRD #2708516 Donna Pitts was a formerly licensed broker/financial advisor with RCH Securities. According to Donna Pitts’ CRD, Donna Pitts was barred from the securities industry in October 2019 According to FINRA Allegations: From August 14, 2018 through …

Ramon Herrera – Financial Advisor/Broker Ramon Herrera Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ramon Herrera CRD #6021170 Ramon Herrera was a formerly licensed broker/financial advisor with Wells Fargo Clearing Services, LLC. According to Ramon Herrera’s CRD, Ramon Herrera was barred from the securities industry in July 2018. According to FINRA Allegations: Ramon Herrera …

Matthew Crafa: Financial Advisor/Broker Matthew Crafa Subject of FINRA Complaint Matthew Crafa CRD #3114277 Matthew Crafa is a currently licensed financial advisor with Royal Alliance Associates, Inc. According to Matthew Crafa’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Matthew Crafa. Customer Dispute 4/25/19: Allegations include breach of contract, breach of fiduciary duty and negligence. …

Stuart Nichols – Financial Advisor/Broker Stuart Nichols Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Stuart Nichols CRD #4932310 Stuart Nichols was a previously licensed financial advisor with Raymond James & Associates, Inc. According to Stuart Nichols’ CRD, Stuart Nichols was barred from the securities industry on October 25, 2019. According to FINRA Allegations:   Stuart …

Paul Hadel – Customer Dispute Filed Involving Financial Advisor/Broker Paul Hadel | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Hadel CRD #1017223 Paul Hadel is a currently licensed financial advisor with Woodbury Financial Services, Inc. According to Paul Hadel’s CRD, a customer dispute has been filed alleging sales practice violations against Paul Hadel. Customer Dispute 9/17/19: It is …

Steven Yellen – Financial Advisor/Broker Steven Yellen Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Yellen CRD #1281663 Steven Yellen was a previously licensed financial advisor with Ameriprise Financial Services, Inc. and Morgan Stanley.   According to FINRA, Steven Yellen was suspended from the securities industry for one year and fined $25,000 in October 2019.  …

Daniel Arcuri – Financial Advisor/Broker Daniel Arcuri Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Arcuri CRD #2200431 Daniel Arcuri was a previously licensed financial advisor with Thrivent Investment Management, Inc. According to FINRA Allegations:    Daniel Arcuri was named a respondent in a FINRA complaint alleging he failed to appear and testify as …

Dean Kajouras – Customer Disputes Filed Involving Financial Advisor/Broker Dean Kajouras | Goodman & Nekvasil, P.A. May Recover Investor Losses Dean Kajouras CRD #1436548 Dean Kajouras is a currently licensed financial advisor with Fordham Financial Management, Inc. Dean Kajouras was previously licensed with Spartan Capital Securities, LLC. According to Dean Kajouras’ CRD, customer disputes have been filed alleging sales practice …