Clint Keener – Financial Advisor/Broker Clint Keener Barred from Securities Industry

Clint Keener – Financial Advisor/Broker Clint Keener Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Clint Keener CRD #2250146

Clint Keener was a previously licensed financial advisor with Capital City Securities LLC. According to Clint Keener’s CRD, Clint Keener was barred from the securities industry in November 2019.

According to FINRA Allegations:  

Clint Keener consented to the sanction and to the entry of findings that Clint Keener refused to appear for FINRA on-the-record testimony requested in connection with an investigation into potential unsuitable recommendations by him.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Clint Keener and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Clint Keener’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Clint Keener and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Clint Keener, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Clint Keener

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