Frank Monte – Customer Disputes Filed Involving Financial Advisor/Broker Frank Monte | Goodman & Nekvasil, P.A. May Recover Investor Losses
Frank Monte CRD #1021749
Frank Monte was a formerly licensed financial advisor with American Portfolios Financial Services, Inc.
According to Frank Monte’s CRD, customer disputes has been filed alleging sales practice violations against Frank Monte.
Customer Dispute 9/24/18: Clients allege breach of fiduciary duty by recommending high commission products while also charging advisory fees. Clients also allege unsuitable recommendations. This customer dispute is pending.
Customer Dispute 9/18/18: Clients allege breach of fiduciary duty by recommending high commission products while also charging advisory fees. Clients also allege unsuitable recommendations. This customer dispute is pending.
If you lost any money on investments with Frank Monte, you may be able to recover your losses. If you lost money on investments with Frank Monte and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Frank Monte’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Frank Monte and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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