Kevin Murphy – FINRA Complaint Filed Involving Financial Advisor/Broker Kevin Murphy

Kevin Murphy – FINRA Complaint Filed Involving Financial Advisor/Broker Kevin Murphy | Goodman & Nekvasil P.A., May Recover Investor Losses

Kevin Murphy CRD #1645347

Kevin Murphy was a previously licensed financial advisor with Velox Securities, Inc. and Electronic Transaction Clearing, Inc.

According to FINRA Allegations:  

Kevin Murphy was named a respondent in a FINRA complaint alleging that Kevin Murphy participated in an undisclosed private securities transaction away from Kevin Murphy’s member firm by soliciting and negotiating a $500,000 investment in exchange for shares of common stock of a company. The complaint alleges that Kevin Murphy solicited the investment in the company from two individuals who jointly owned a corporation that was a customer of the firm, in order to provide funding for the company to become a FINRA member and operate as a clearing firm. The complaint also alleges that Kevin Murphy engaged in undisclosed outside business activities on behalf of the company, including acting as an officer of it. In addition, Kevin Murphy had a reasonable expectation of compensation as a result of the work he performed on behalf of the company.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Kevin Murphy and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kevin Murphy’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kevin Murphy and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

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