Justine Zhou – Financial Advisor/Broker Justine Zhou Barred from Securities Industry

Justine Zhou – Financial Advisor/Broker Justine Zhou Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Justine Zhou, AKA Jun Zhou CRD #2825595

Justine Zhou was a previously licensed financial advisor with The Leaders Group, Inc. According to Justine Zhou’s CRD, Justine Zhou was barred from the securities industry in November 2019.

According to FINRA Allegations:  

Justine Zhou consented to the sanction and to the entry of findings that she participated in private securities transactions with sales of $16,050,000 and selling compensation of $199,000 without providing written notice to, or receiving approval from, her member firm. The findings stated that Justine Zhou, both individually and through a small real estate company she wholly owned and controlled, participated in the sale of membership interests in private real estate funds managed by a third party and in a promissory note with that third-party fund manager. The fund membership interests and the promissory note were securities. In addition, Justine Zhou formed a private real estate fund managed by Justine Zhou’s real estate company. Zhou subsequently filed, on behalf of the fund, a notice of exempt offering of securities with the Securities and Exchange Commission (SEC) related to transactions through which Zhou and her real estate company sold membership interests in the fund to investors, including firm customers. In connection with these transactions, Justine Zhou’s real estate company received from the fund a sourcing fee and a quarterly asset management fee.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Justine Zhou and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Justine Zhou’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Justine Zhou and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

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