Linda Jay – Financial Advisor/Broker Linda Jay Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Linda Jay CRD #4633853 Linda Jay was a formerly licensed broker/financial advisor with Pruco Securities, LLC. According to Linda Jay’s CRD, Linda Jay was barred from the securities industry in November 2019. According to FINRA Allegations: Linda Jay consented to …

Clark Nobil – Financial Advisor/Broker Clark Nobil Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clark Nobil CRD #348552 Clark Nobil was a formerly licensed broker/financial advisor with Clark Nobil & Co. According to Clark Nobil’s CRD, Clark Nobil was barred from the securities industry in November 2019. According to FINRA Allegations: In 2019, FINRA …

Todd Pine – Customer Dispute Filed Involving Financial Advisor/Broker Todd Pine | Goodman & Nekvasil, P.A. May Recover Investor Losses Todd Pine CRD #859619 Todd Pine is a currently licensed financial advisor with Morgan Stanley. According to Todd Pine’s CRD, a customer dispute has been filed alleging sales practice violations against Todd Pine. Customer Dispute 10/30/19: Alleges inter alia, excessive …

Kevin Murphy – FINRA Complaint Filed Involving Financial Advisor/Broker Kevin Murphy | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Murphy CRD #1645347 Kevin Murphy was a previously licensed financial advisor with Velox Securities, Inc. and Electronic Transaction Clearing, Inc. According to FINRA Allegations:   Kevin Murphy was named a respondent in a FINRA complaint alleging that Kevin Murphy participated …

James Kearney – Financial Advisor/Broker James Kearney Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses James Kearney CRD #265734 James Kearney was a previously licensed financial advisor with Raymond James & Associates, Inc. According to James Kearney’s CRD, James Kearney was suspended from the securities industry for 15 days and fined $2,500 in November 2019. …

Craig Accardo – Customer Dispute Filed Involving Financial Advisor/Broker Craig Accardo | Goodman & Nekvasil, P.A. May Recover Investor Losses Craig Accardo CRD #3000762 Craig Accardo is a currently licensed financial advisor with FSC Securities Corporation. According to Craig Accardo’s CRD, a customer dispute has been filed alleging sales practice violations against Craig Accardo. Customer Dispute 7/24/19: Alleges unsuitable recommendations. …

Frank Briseno – Customer Dispute Filed Involving Financial Advisor/Broker Frank Briseno | Goodman & Nekvasil, P.A. May Recover Investor Losses Frank Briseno CRD #1177246 Frank Briseno is a currently licensed financial advisor with FSC Securities Corporation. According to Frank Briseno’s CRD, a customer dispute has been filed alleging sales practice violations against Frank Briseno. Customer Dispute 7/24/19: Alleges unsuitable recommendations. …

Jeremy Monte – Financial Advisor/Broker Jeremy Monte Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeremy Monte CRD #4601512 Jeremy Monte was a previously licensed financial advisor with American Portfolios Financial Services, Inc. According to Jeremy Monte’s CRD, Jeremy Monte was suspended from the securities industry for seven months and fined $10,000 in September …

Frank Monte – Customer Disputes Filed Involving Financial Advisor/Broker Frank Monte | Goodman & Nekvasil, P.A. May Recover Investor Losses Frank Monte CRD #1021749 Frank Monte was a formerly licensed financial advisor with American Portfolios Financial Services, Inc. According to Frank Monte’s CRD, customer disputes has been filed alleging sales practice violations against Frank Monte. Customer Dispute 9/24/18: Clients allege …

Justine Zhou – Financial Advisor/Broker Justine Zhou Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Justine Zhou, AKA Jun Zhou CRD #2825595 Justine Zhou was a previously licensed financial advisor with The Leaders Group, Inc. According to Justine Zhou’s CRD, Justine Zhou was barred from the securities industry in November 2019. According to FINRA Allegations:   …