Clint Keener – Financial Advisor/Broker Clint Keener Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clint Keener CRD #2250146 Clint Keener was a previously licensed financial advisor with Capital City Securities LLC. According to Clint Keener’s CRD, Clint Keener was barred from the securities industry in November 2019. According to FINRA Allegations:   Clint Keener consented …

KRM Services, LLC – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations KRM is a Florida limited liability company incorporated by Roberto J. Clark, Jr. During the time period at issue, KRM had a principal place of business in Arlington, Virginia and Chevy Chase, Maryland. Roberto Clark was KRM’s founder, …

Bolton Securities Corporation – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations: Bolton Securities is an SEC-registered investment adviser that manages approximately $2 billion in assets for thousands of advisory clients. As an investment adviser, Bolton Securities owes its advisory clients a fiduciary duty to act in its clients’ best …

Brian Lockett – Financial Advisor/Broker Brian Lockett Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Lockett CRD #4573162 Brian Lockett was a previously licensed financial advisor with Independent Financial Group, LLC. According to Brian Lockett CRD, Brian Lockett was suspended from the securities industry in November 2019.   According to FINRA Allegations:   Brian Lockett …

Lance Armstrong – Financial Advisor/Broker Lance Armstrong Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Lance Roman Armstrong CRD #4592423 Lance Armstrong was a formerly licensed broker/financial advisor with Raymond James Financial Services, Inc. According to Lance Armstrong’s CRD, Lance Armstrong was barred from the securities industry in November 2019. According to FINRA Allegations: Armstrong …

John Hoagland – Financial Advisor/Broker John Hoagland Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Hoagland CRD #6492106 John Hoagland is a licensed financial advisor with Thrivent Investment Management, Inc. According to John Hoagland’s CRD, John Hoagland was suspended from the securities industry in October 2019. According to FINRA Allegations:   In September and October …

Timothy Millis – Financial Advisor/Broker Timothy Millis Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Timothy Millis CRD #706959 Timothy Millis was a previously licensed financial advisor with NYLife Securities LLC. According to Timothy Millis’ CRD, Timothy Millis was suspended from the securities industry in October 2019. According to FINRA Allegations:   Between January 2015 and …

Greg Voetsch – Financial Advisor/Broker Greg Voetsch Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Greg Voetsch CRD #1223244 Greg Voetsch was a previously licensed financial advisor with Cowen Execution Services LLC, G-Trade Services LLC and Janney Montgomery Scott LLC. According to Greg Voetsch’s CRD, Greg Voetsch was barred from the securities industry in November …

Marosa Linan Abrego – Financial Advisor/Broker Marosa Linan Abrego Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Marosa Linan Abrego CRD #6122105 Marosa Linan Abrego was a previously licensed financial advisor with Merrill Lynch. According to Marosa Linan Abrego’s CRD, Marosa Linan Abrego was barred from the securities industry in November 2019. According to FINRA …

Daniel Boyle – Financial Advisor/Broker Daniel Boyle Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Boyle CRD #5980470 Daniel Boyle was a previously licensed financial advisor with Drexel Hamilton, LLC. According to Daniel Boyle’s CRD, Daniel Boyle was barred from the securities industry in November 2019.   According to FINRA Allegations:   Daniel Boyle consented to …