Philip Noto – Financial Advisor/Broker Philip Noto Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Philip Noto was a previously licensed financial advisor with First Standard Financial Company LLC. According to Philip Noto’s CRD, Philip Noto was barred from the securities industry in July 2019.
According to FINRA Allegations: Philip Noto failed to respond to FINRA request for information.
Customer Dispute 2/15/19: Allegations include unauthorized trading & suitability. This pending customer dispute seeks $668,000 in damages.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Philip Noto and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Philip Noto’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Philip Noto and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/10/2019 directly from FINRA BrokerCheck, without any changes. Use of BrokerCheck data is subject to BrokerCheck’s Terms of Use. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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