James Paquette – Financial Advisor/Broker James Paquette Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses
James Paquette was a formerly licensed broker/financial advisor with Vestech Securities, Inc., IBN Financial Services, Inc. and Investacorp, Inc. According to James Paquette’s BrokerCheck Report, James Paquette was named a respondent in a February 2019 FINRA complaint.
According to FINRA Allegations:
James Paquette was named a respondent in a FINRA complaint alleging that James Paquette was charged by the state of South Carolina with a felony but willfully failed to disclose the charge on his Form U4 for more than a year after learning about the charge. The complaint alleges that in the alternative, James Paquette failed to disclose his felony charge on James Paquette’s Form U4 within thirty days after learning about the charge.
Goodman & Nekvasil, P.A. May Recover Investment Losses
If you lost any money on investments with James Paquette, you may be able to recover your losses. If you lost money on investments with James Paquette and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning James Paquette’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Paquette and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/12/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
James Paquette, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, James Paquette