James Dwight McPherson (James McPherson) – Customer Disputes Filed Involving Financial Advisor/Broker James McPherson | Goodman & Nekvasil P.A. May Recover Investor Losses James Dwight McPherson (James McPherson) CRD #5918462 James McPherson was a previously licensed financial advisor/broker with Great Point Capital LLC and Concorde Investment Services, LLC. According to James McPherson’s BrokerCheck report, customer disputes have been filed alleging …

John Frederick Griner (John Griner) – Broker John Griner Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Frederick Griner (John Griner) CRD #1024669 John Griner was a previously licensed financial advisor with Morgan Stanley. John Griner is currently licensed with Benjamin F. Edwards & Company. According to FINRA, John Griner was suspended from the …

Gretchen Schorr – Customer Dispute Filed Involving Financial Advisor/Broker Gretchen Schorr | Goodman & Nekvasil P.A. May Recover Investor Losses Gretchen Marie Schorr a/k/a Gretchen Schorr CRD #704073 Gretchen Schorr is a previously licensed financial advisor/broker with Moloney Securities Co and Independent Financial Group, LLC. According to Gretchen Schorr’s BrokerCheck report, a customer dispute has been filed alleging sales practice …

Gene Clay Esplin (Gene Esplin) – Customer Dispute Filed Involving Financial Advisor/Broker Gene Esplin | Goodman & Nekvasil P.A. May Recover Investor Losses Gene Clay Esplin (Gene Esplin) CRD #3133447 Gene Esplin is a previously licensed financial advisor/broker with Kalos Capital, Inc. According to Gene Esplin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Gene …

Knightsbridge Capital Partners Operator Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The SEC today charged New York resident Mark Alan Lisser with fraud for operating at least two boiler rooms, on Long Island, New York and in Boca Raton, Florida, through which he raised approximately $2.1 million from at least 71 …

Charles Thomas Stevens (Charles Stevens) – Customer Disputes Filed Involving Financial Advisor/Broker Charles Stevens | Goodman & Nekvasil P.A. May Recover Investor Losses Charles Thomas Stevens (Charles Stevens) CRD #1698058 Charles Stevens was a previously licensed financial advisor with D.H. Hill Securities, LLLP. According to FINRA, Charles Stevens was named a respondent in a FINRA complaint alleging that he willfully …

Lanny Ray Howarter (Lanny Howarter) – Customer Disputes Filed Involving Financial Advisor/Broker Lanny Howarter | Goodman & Nekvasil P.A. May Recover Investor Losses Lanny Ray Howarter (Lanny Howarter) CRD #813591 Lanny Howarter is a licensed financial advisor/broker with Crown Capital Securities. According to Lanny Howarter’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Lanny Howarter. Customer …

Randolph Lee Eddlemon III (Randy Eddlemon) – Financial Advisor/Broker Randy Eddlemon Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Randolph Lee Eddlemon (Randy Eddlemon) CRD #2285234 Randy Eddlemon was a previously licensed financial advisor/broker with Geneos Wealth Management, Inc. According to Randy Eddlemon’s BrokerCheck Report, Randy Eddlemon was barred from the securities industry in March 2018. …

John D. Craft (John Craft) – Broker John Craft Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John D. Craft (John Craft) CRD #1844174 John Craft was a previously licensed financial advisor with Trustmont Financial Group, Inc. and Cetera Financial Specialists LLC. According to FINRA, John Craft will be suspended from the securities industry for …

Luckin Cofee, Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission today charged China-based company Luckin Coffee Inc. with defrauding investors by materially misstating the company’s revenue, expenses, and net operating loss in an effort to falsely appear to achieve rapid growth and increased profitability and …