GPB Capital Ponzi Scheme | Recover Your Losses on GPB Capital GPB Capital investors have received bad news about their investments. GPB and three of their executives are facing criminal fraud charges that alleged that they deceived thousands of investors in what is being called a $1.7 billion Ponzi-like scheme. GPB raised 1.3 billion dollars by issuing private placement notes. …

Forrest Jones – Customer Disputes Filed Involving Financial Advisor/Broker Forrest Jones | Goodman & Nekvasil P.A. May Recover Investor Losses Forrest Jones CRD #4880765 Forrest Jones was a previously licensed financial advisor/broker with Merrill Lynch and Metlife Securities. According to Forrest Jones’ BrokerCheck report, a customer dispute was filed alleging sales practice violations against Forrest Jones.  Additionally, Forrest Jones is …

Jose Manuel Cornide Jr. (Jose Cornide) – Customer Disputes Filed Involving Financial Advisor/Broker Jose Cornide | Goodman & Nekvasil P.A. May Recover Investor Losses Jose Manuel Cornide Jr. (Jose Cornide) CRD #2785918 Jose Cornide is a currently licensed financial advisor/broker with UBS Financial Services, Inc. According to Jose Cornide’s BrokerCheck report, several customer disputes have been filed alleging sales practice …

Joseph Victor Alhadeff (Joseph Alhadeff) – Financial Advisor/Broker Joseph Alhadeff Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Victor Alhadeff (Joseph Alhadeff) CRD #2938087 Joseph Alhadeff was a previously licensed financial advisor/broker with National Securities Corporation. FINRA reports that Joseph Alhadeff was barred from the securities industry indefinitely in November 2020. According to FINRA …

Thomas James Barone (Thomas Barone) – Broker Thomas Barone Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Thomas James Barone (Thomas Barone) CRD #5538663 Thomas Barone was a previously licensed financial advisor with NYLife Securities LLC. According to FINRA, Thomas Barone was fined $5,000 and was suspended from the securities industry for four months in …

Michael Philip Ecker (Michael Ecker) – Customer Dispute Filed Involving Financial Advisor/Broker Michael Ecker | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Philip Ecker (Michael Ecker) CRD #824193 Michael Ecker is a currently licensed financial advisor/broker with Center Street Securities, Inc. Michael Ecker was a previously licensed financial advisor/broker with Concorde Investment Services, LLC and Kovack Securities Inc. …

Barry William Lemay (Barry Lemay) – Customer Disputes Filed Involving Financial Advisor/Broker Barry Lemay | Goodman & Nekvasil P.A. May Recover Investor Losses Barry William Lemay (Barry Lemay) CRD #306332 Barry Lemay is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. According to Barry Lemay’s BrokerCheck report, three recent customer disputes have been …

David Jon Zupek (David Zupek) – Customer Disputes Filed Involving Financial Advisor/Broker David Zupek | Goodman & Nekvasil P.A. May Recover Investor Losses David Jon Zupek (David Zupek) CRD #2250376 David Zupek is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. According to David Zupek’s BrokerCheck report, two recent customer disputes have been …

Meredith Ann McCutchen (Meredith McCutchen) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Meredith McCutchen | Goodman & Nekvasil P.A., May Recover Investor Loss Meredith Ann McCutchen (Meredith McCutchen) CRD #5989501 Meredith McCutchen was a previously licensed broker with Moody Securities, LLC and Concorde Investment Services, LLC. According to Meredith McCutchen’s BrokerCheck Report, four customer disputes have …

Steven Eric Erickson (Steven Erickson) – Financial Advisor/Broker Steven Erickson Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Eric Erickson (Steven Erickson) Financial Advisor/Broker CRD #4400791 Steven Erickson is currently a licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. Steven Erickson was a previously licensed financial advisor/broker with …