Joseph Victor Alhadeff (Joseph Alhadeff) – Financial Advisor/Broker Joseph Alhadeff Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Joseph Alhadeff was a previously licensed financial advisor/broker with National Securities Corporation. FINRA reports that Joseph Alhadeff was barred from the securities industry indefinitely in November 2020.
According to FINRA Allegations:
Joseph Alhadeff consented to the sanctions and to the entry of findings that Joseph Alhadeff, through counsel, informed FINRA that he would not provide information and documents requested by FINRA in connection with FINRA’s investigation into a registered representative who was supervised by Joseph Alhadeff.
According to Joseph Alhadeff’s BrokerCheck Report, one customer dispute has been filed alleging sales practice violations against Joseph Alhadeff.
Customer Dispute (8/27/2019): Allegations against Joseph Alhadeff are breach of fiduciary duty, negligence, and breach of contract. This customer dispute is currently pending and seeks $750,000 in damages. The product at issue relates to Real Estate Security.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Joseph Alhadeff and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joseph Alhadeff’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joseph Alhadeff and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/12/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.