David Jon Zupek (David Zupek) – Customer Disputes Filed Involving Financial Advisor/Broker David Zupek | Goodman & Nekvasil P.A. May Recover Investor Losses
David Jon Zupek (David Zupek) CRD #2250376
David Zupek is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC.
According to David Zupek’s BrokerCheck report, two recent customer disputes have been filed alleging sales practice violations against David Zupek.
Customer Dispute (4/30/2020): Allegations against David Zupek are breach of contract, fraud, misrepresentation, breach of fiduciary duty, and violation of FINRA rules. This customer dispute is currently pending and seeks $145,715 in damages.
Customer Dispute (9/26/2019): Allegations against David Zupek are breach of fiduciary duty and negligence. This customer dispute is currently pending and seeks $150,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with David Zupek, you may be able to recover your losses. If you lost money on investments with David Zupek and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Zupek’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with David Zupek and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/12/2021directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.